Quantum Mri, Inc - Recent Material Event
Quantum MRI, Inc.
(A Development Stage Company)
September 30, 2007
Index
Consolidated Balance Sheets................................................F-1
Consolidated Statements of Operations......................................F-2
Consolidated Statements of Cash Flows......................................F-3
Notes to the Consolidated Financial Statements.............................F-4
Quantum MRI, Inc.
(A Development Stage Company)
Consolidated Balance Sheets
(Expressed in US dollars)
September 30, March 31,
2007 2007
$ $
(unaudited)
ASSETS
Current Assets
Cash 12,764 142
---------- ------
Total Current Assets 12,764 142
Property and Equipment (Note 3) 588 1,527
---------- ------
Total Assets 13,352 1,669
========== ======
LIABILITIES AND STOCKHOLDERS' DEFICIT
Current Liabilities
Accounts payable 206,419 151,838
Accrued liabilities 141,078 96,385
Due to related parties (Notes 4(b) and (d)) 1,286,739 1,189,931
Loans payable (Note 5) 160,700 160,700
Convertible notes payable (Note 6) 303,055 303,055
---------- ------
Total Liabilities 2,097,991 1,901,909
---------- ------
Commitments and Contingencies (Notes 1 and 8)
Stockholders' Deficit
Common Stock
Authorized: 50,000,000 shares, par value $0.001
Issued: 14,071,391 shares 14,071 14,071
Additional Paid-in Capital 5,490,700 5,365,240
Common Stock Subscribed (Note 7) 125,550 125,550
Deficit Accumulated During the Development Stage (7,714,960) (7,405,101)
---------- ----------
Total Stockholders' Deficit (2,084,639) (1,900,240)
---------- ----------
Total Liabilities and Stockholders' Deficit 13,352 1,669
========== ==========
The accompanying notes are an integral part of these financial statements.
F-1
Quantum MRI, Inc
(A Development Stage Company)
Consolidated Statement of Operations
(Expressed in US dollars)
(unaudited)
Accumulated From
June 7, 1989 For the For the
(Date of Three Month Six Month
Inception) Period Ended Period Ended
to September 30, September 30, September 30,
2007 2007 2006 2007 2006
$ $ $ $ $
Revenue 2,731 - - - -
---------------------------------------------------------------------------------------
Expenses
Consulting 1,319,821 11,053 9,370 21,247 896,136
Donated rent (Note 4(c)) 114,446 7,330 6,668 14,381 13,460
Donated services 28,070 - - - -
General and administrative 839,206 20,862 20,940 48,434 65,578
Impairment loss on intangible
asset 252,819 - - - -
Management fees (Notes 4(a)) 3,077,000 42,000 42,000 84,000 84,000
Product development 92,402 - - - -
Professional fees 465,695 10,718 11,555 30,718 59,634
-----------------------------------------------------------------------------------------
Total Expenses 6,189,459 91,963 90,533 198,780 1,118,808
-----------------------------------------------------------------------------------------
Other Expense
Beneficial conversion feature
of convertible notes 66,537 - 7,851 - 26,034
Imputed interest (Notes 4(b)
and 6) 571,479 56,101 50,221 111,079 97,830
Loss on settlement of debt 230,000 - - - -
-----------------------------------------------------------------------------------------
Net Loss (7,054,744) (148,064) (148,605) (309,859) (1,242,672)
=========================================================================================
Net Loss Per Share - Basic and
Diluted (0.01) (0.01) (0.02) (0.09)
=========================================================================================
Weighted Average Shares 4,071,000 4,071,000
Outstanding 1 14,071,000 1 14,017,000
=========================================================================================
The accompanying notes are an integral part of these financial statements.
F-2
Quantum MRI, Inc.
(A Development Stage Company)
Consolidated Statement of Cash Flows
(Expressed in US dollars)
(unaudited)
For the Six For the Six
Months Ended Months Ended
September 30, September 30,
2007 2006
$ $
Operating Activities
Net loss for the period (309,859) (1,242,672)
Adjustment to reconcile net loss to net cash
used in operating activities:
Beneficial conversion feature of convertible notes - 26,034
Depreciation and amortization 939 939
Donated services and rent 14,381 13,461
Imputed interest 111,079 97,830
Stock-based compensation - 896,774
Changes in operating assets and liabilities:
Accounts payable and accrued liabilities 99,274 77,249
Due from related parties 91,458 54,517
----------- ----------
Net Cash Provided by (Used in) Operating
Activities 7,272 (75,868)
----------- ----------
Financing Activities
Repayment of notes payable - (25,000)
Proceeds from notes payable - 25,000
Advances from related parties 5,350 -
----------- ----------
Net Cash Flows Provided By Financing Activities 5,350 -
----------- ----------
Decrease In Cash 12,622 (75,868)
Cash - Beginning of Period 142 75,897
----------- ----------
Cash - End of Period 12,764 29
=========== ==========
Non-cash Investing and Financing Activities
Shares issued on conversion of notes payable - 896,000
=========== ==========
Supplemental Disclosures
Interest paid - -
Income taxes paid - -
The accompanying notes are an integral part of these financial statements.
F-3
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
September 30, 2007
(Expressed in US dollars)
(unaudited)
1. Nature of Operations and Continuance of Business
Quantum MRI Inc. (the "Company") was incorporated in Washington on June 7,
1989 under the name P.L.D.F.E.T., Inc. On March 17, 2000, the Company changed
its name to Travelshorts.com, Inc. On May 5, 2005, the Company changed its
name to Sharps Elimination Technologies, Inc. On August 25, 2005, the Company
changed its name to Quantum MRI, Inc. The Company is in the development stage
as defined by the Statement of Financial Accounting Standard ("SFAS") No. 7
"Accounting and Reporting by Development Stage Enterprises". The Company's
principal business is the constructing and operating MRI testing centers in
the United States and Canada. Each center will exclusively provide MRI tests
on an outpatient basis for patients.
On December 3, 2002, the Company acquired all of the issued and outstanding
shares of SETI Corp. ("SETI") in exchange for 111,275 newly issued
split-adjusted shares of the Company's common stock. Prior to the
acquisition, the Company had no operations and was considered a public shell.
SETI was also a development stage company with no operations, however had a
licensing agreement for certain patented technology (see Note 5).
Accordingly, since SETI was not considered a business, the transaction was
accounted for as a recapitalization of the public shell and the issuance of
stock by the Company for the assets and liabilities of SETI. The value of the
net assets of SETI is the same as their historical book value, which included
the licensing agreement of $274,964 and liabilities assumed of $918,490. In
addition, as part of the transaction, the former president returned 50,000
split-adjusted common shares to the Company for cancellation.
The accompanying consolidated financial statements include the historical
accounts of SETI since December 3, 2002. All significant intercompany
balances and transactions have been eliminated in consolidation.
At September 30, 2007, the Company had a working capital deficit of
$2,085,227 and accumulated losses of $7,714,960 since inception. The ability
of the Company to continue as a going concern is dependent on its ability to
emerge from the development stage with respect to its planned principal
business activity, attaining profitable operations and raising additional
debt and/or equity financing to fund its operations. Management's plan in
this regard is to raise additional funding through private offerings and to
operate MRI testing centers. These factors raise substantial doubt about the
Company's ability to continue as a going concern. The consolidated financial
statements do not include any adjustment relating to the recovery and
classification of recorded asset amounts or the amount and classification of
liabilities that might be necessary should the Company discontinue
operations.
2. Significant Accounting Policies
(a) Basis of Presentation
These financial statements are prepared in conformity with accounting
principles generally accepted in the United States and are expressed in US
dollars. These financial statements include accounts of the Company and
its wholly-owned subsidiary, SETI Corp. All significant intercompany
transactions and balances have been eliminated. The Company's fiscal year
end is March 31.
(b) Interim Financial Statements
The interim unaudited consolidated financial statements have been prepared
in accordance with accounting principles generally accepted in the United
States for interim financial information and with the instructions for
Securities and Exchange Commission ("SEC") Form 10-QSB. They do not
include all of the information and footnotes required by generally
accepted accounting principles for complete financial statements.
Therefore, these financial statements should be read in conjunction with
the Company's audited consolidated financial statements and notes thereto
for the year ended March 31, 2007, included in the Company's Annual Report
on Form 10-KSB filed with the SEC.
The consolidated financial statements included herein are unaudited;
however, they contain all normal recurring accruals and adjustments that,
in the opinion of management, are necessary to present fairly the
Company's consolidated financial position at September 30, 2007, and the
results of its operations and cash flows for the six months ended
September 30, 2007. The results of operations for the six months ended
September 30, 2007 are not necessarily indicative of the results to be
expected for future quarters or the full year.
F-4
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
September 30, 2007
(Expressed in US dollars)
(unaudited)
2. Significant Accounting Policies (continued)
(c) Use of Estimates
The preparation of financial statements in accordance with United States
generally accepted accounting principles requires management to make
estimates and assumptions that affect the reported amounts of assets and
liabilities at the date of the financial statements and the reported
amounts of revenue and expenses in the reporting period. The Company
regularly evaluates estimates and assumptions related to stock-based
compensation expense, deferred income tax asset valuations and loss
contingencies. The Company bases its estimates and assumptions on current
facts, historical experience and various other factors that it believes to
be reasonable under the circumstances, the results of which form the basis
for making judgments about the carrying values of assets and liabilities
and the accrual of costs and expenses that are not readily apparent from
other sources. The actual results experienced by the Company may differ
materially and adversely from the Company's estimates. To the extent there
are material differences between the estimates and the actual results,
future results of operations will be affected.
(d) Cash Equivalents
The Company considers all highly liquid instruments with a maturity of
three months or less at the time of issuance to be cash equivalents.
(e) Property and Equipment
Property and equipment are stated at cost less accumulated depreciation
and consist of computer hardware and office furniture. These assets are
depreciated on a straight-line basis using an estimated useful life of
five years.
(f) Comprehensive Income
SFAS No. 130, "Reporting Comprehensive Income," establishes standards for
the reporting and display of comprehensive income and its components in
the financial statements. As at September 30, 2007 and 2006, the Company
has no items that represent comprehensive income and, therefore, has not
included a schedule of comprehensive income in the financial statements.
(g) Product Development Costs
Product development costs related to the Needle-Ease(TM) technology are
expensed as incurred.
(h) Long-lived Assets
In accordance with SFAS No. 144, "Accounting for the Impairment or
Disposal of Long-Lived Assets", the Company tests long-lived assets or
asset groups for recoverability when events or changes in circumstances
indicate that their carrying amount may not be recoverable. Circumstances
which could trigger a review include, but are not limited to: significant
decreases in the market price of the asset; significant adverse changes in
the business climate or legal factors; accumulation of costs significantly
in excess of the amount originally expected for the acquisition or
construction of the asset; current period cash flow or operating losses
combined with a history of losses or a forecast of continuing losses
associated with the use of the asset; and current expectation that the
asset will more likely than not be sold or disposed significantly before
the end of its estimated useful life.
Recoverability is assessed based on the carrying amount of the asset and
its fair value which is generally determined based on the sum of the
undiscounted cash flows expected to result from the use and the eventual
disposal of the asset, as well as specific appraisal in certain instances.
An impairment loss is recognized when the carrying amount is not
recoverable and exceeds fair value.
F-5
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
September 30, 2007
(Expressed in US dollars)
(unaudited)
2. Significant Accounting Policies (continued)
(i) Foreign Currency Translation
The Company's functional and reporting currency is the United States
dollar. The financial statements of the Company are translated to United
States dollars in accordance with SFAS No. 52 "Foreign Currency
Translation". Monetary assets and liabilities denominated in foreign
currencies are translated using the exchange rate prevailing at the
balance sheet date. Gains and losses arising on translation or settlement
of foreign currency denominated transactions or balances are included in
the determination of income. Foreign currency transactions are primarily
undertaken in Canadian dollars. The Company has not, to the date of these
financials statements, entered into derivative instruments to offset the
impact of foreign currency fluctuations.
(j) Income Taxes
Potential benefits of income tax losses are not recognized in the accounts
until realization is more likely than not. The Company has adopted SFAS
No. 109 "Accounting for Income Taxes" as of its inception. Pursuant to
SFAS No. 109, the Company is required to compute tax asset benefits for
net operating losses carried forward. Potential benefit of net operating
losses have not been recognized in these financial statements because the
Company cannot be assured it is more likely than not it will utilize the
net operating losses carried forward in future years.
(k) Stock-based Compensation
Prior to January 1, 2006, the Company accounted for stock-based awards
under the recognition and measurement provisions of Accounting Principles
Board Opinion ("APB") No. 25, "Accounting for Stock Issued to Employees"
using the intrinsic value method of accounting, under which compensation
expense was only recognized if the exercise price of the Company's
employee stock options was less than the market price of the underlying
common stock on the date of grant. Effective January 1, 2006, the Company
adopted the fair value recognition provisions of SFAS No. 123R "Share
Based Payments", using the modified prospective transition method. The
Company has not issued any stock options since its inception. Accordingly,
there was no effect on the Company's reported loss from operations, cash
flows or loss per share, as a result of adopting SFAS No. 123R.
(l) Financial Instruments
The fair values of cash, accounts payable, accrued liabilities, amounts
due to related parties, loans payable, and convertible notes payable
approximate their fair value due to the relatively short maturity of these
instruments.
(m) Revenue Recognition
The Company recognizes revenue in accordance with SEC Staff Accounting
Bulletin No. 104 when there is persuasive evidence of an arrangement,
delivery of products has occurred or services have been rendered, the
seller's price to the buyer is fixed or determinable, and collectibility
is reasonably assured.
(n) Basic and Diluted Net Income (Loss) per Share
The Company computes net income (loss) per share in accordance with SFAS
No. 128, "Earnings per Share", which requires presentation of both basic
and diluted earnings per shares (EPS) on the face of the income statement.
Basic EPS is computed by dividing net income (loss) available to common
shareholders (numerator) by the weighted average number of common shares
outstanding (denominator) during the period. Diluted EPS gives effect to
all dilutive potential common shares outstanding during the period
including stock options, using the treasury stock method, and convertible
preferred stock, using the if-converted method. In computing diluted EPS,
the average stock price for the period is used in determining the number
of shares assumed to be purchased from the exercise of stock options or
warrants. Diluted EPS excludes all dilutive potential common shares if
their effect is anti-dilutive.
F-6
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
September 30, 2007
(Expressed in US dollars)
(unaudited)
2. Significant Accounting Policies (continued)
(o) Reclassification
Certain reclassifications have been made to the prior year's financial
statements to conform to the current period's presentation.
(p) Recently Issued Accounting Pronouncements
In February 2007, the Financial Accounting Standards Board (FASB) issued
SFAS No. 159, "The Fair Value Option for Financial Assets and Financial
Liabilities - Including an Amendment of FASB Statement No. 115". This
statement permits entities to choose to measure many financial instruments
and certain other items at fair value. Most of the provisions of SFAS No.
159 apply only to entities that elect the fair value option. However, the
amendment to SFAS No. 115 "Accounting for Certain Investments in Debt and
Equity Securities" applies to all entities with available-for-sale and
trading securities. SFAS No. 159 is effective as of the beginning of an
entity's first fiscal year that begins after November 15, 2007. Early
adoption is permitted as of the beginning of a fiscal year that begins on
or before November 15, 2007, provided the entity also elects to apply the
provision of SFAS No. 157, "Fair Value Measurements". The adoption of this
statement is not expected to have a material effect on the Company's
financial statements.
(p) Recently Issued Accounting Pronouncements (continued)
In September 2006, the FASB issued SFAS No. 157, "Fair Value Measurements"
("SFAS 157"). The objective of SFAS 157 is to increase consistency and
comparability in fair value measurements and to expand disclosures about
fair value measurements. SFAS 157 defines fair value, establishes a
framework for measuring fair value in generally accepted accounting
principles, and expands disclosures about fair value measurements. SFAS
157 applies under other accounting pronouncements that require or permit
fair value measurements and does not require any new fair value
measurements. The provisions of SFAS No. 157 are effective for fair value
measurements made in fiscal years beginning after November 15, 2007. The
adoption of this statement is not expected to have a material effect on
the Company's future reported financial position or results of operations.
(q) Recently Adopted Accounting Pronouncements
In February 2006, the FASB issued SFAS No. 155, "Accounting for Certain
Hybrid Financial Instruments-an amendment of FASB Statements No. 133 and
140", to simplify and make more consistent the accounting for certain
financial instruments. SFAS No. 155 amends SFAS No. 133, "Accounting for
Derivative Instruments and Hedging Activities", to permit fair value
re-measurement for any hybrid financial instrument with an embedded
derivative that otherwise would require bifurcation, provided that the
whole instrument is accounted for on a fair value basis. SFAS No. 155
amends SFAS No. 140, "Accounting for the Impairment or Disposal of
Long-Lived Assets", to allow a qualifying special-purpose entity to hold
a derivative financial instrument that pertains to a beneficial interest
other than another derivative financial instrument. SFAS No. 155 applies
to all financial instruments acquired or issued after the beginning of an
entity's first fiscal year that begins after September 15, 2006, with
earlier application allowed. The adoption of this statement did not have
a material effect on the Company's financial statements.
In March 2006, the FASB issued SFAS No. 156, "Accounting for Servicing of
Financial Assets, an amendment of FASB Statement No. 140, Accounting for
Transfers and Servicing of Financial Assets and Extinguishments of
Liabilities". This statement requires all separately recognized servicing
assets and servicing liabilities be initially measured at fair value, if
practicable, and permits for subsequent measurement using either fair
value measurement with changes in fair value reflected in earnings or the
amortization and impairment requirements of Statement No. 140. The
subsequent measurement of separately recognized servicing assets and
servicing liabilities at fair value eliminates the necessity for entities
that manage the risks inherent in servicing assets and servicing
liabilities with derivatives to qualify for hedge accounting treatment and
eliminates the characterization of declines in fair value as impairments
or direct write-downs. SFAS No. 156 is effective for an entity's first
fiscal year beginning after September 15, 2006. The adoption of this
statement did not have a material effect on the Company's financial
statements.
F-7
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
September 30, 2007
(Expressed in US dollars)
(unaudited)
2. Significant Accounting Policies (continued)
In September 2006, the Financial Accounting Standards Board ("FASB")
issued SFAS No. 158, "Employers' Accounting for Defined Benefit Pension
and Other Postretirement Plans - an amendment of FASB Statements No. 87,
88, 106, and 132(R)" ("SFAS 158"). This statement requires employers to
recognize the overfunded or underfunded status of a defined benefit
postretirement plan (other than a multiemployer plan) as an asset or
liability in its statement of financial position and to recognize changes
in that funded status in the year in which the changes occur through
comprehensive income of a business entity or changes in unrestricted net
assets of a not-for-profit organization. This statement also requires an
employer to measure the funded status of a plan as of the date of its
year-end statement of financial position, with limited exceptions. The
provisions of SFAS 158 are effective for employers with publicly traded
equity securities as of the end of the fiscal year ending after December
15, 2006. The adoption of this statement did not have a material effect on
the Company's financial statements.
In September 2006, the SEC issued Staff Accounting Bulletin ("SAB") No.
108, "Considering the Effects of Prior Year Misstatements when Quantifying
Misstatements in Current Year Financial Statements." SAB No. 108 addresses
how the effects of prior year uncorrected misstatements should be
considered when quantifying misstatements in current year financial
statements. SAB No. 108 requires companies to quantify misstatements using
a balance sheet and income statement approach and to evaluate whether
either approach results in quantifying an error that is material in light
of relevant quantitative an qualitative factors. SAB No. 108 is effective
for periods ending after November 15, 2006. The adoption of this statement
did not have a material effect on the Company's financial statements.
(q) Recently Adopted Accounting Pronouncements (continued)
In June 2006, the FASB issued FASB Interpretation No. 48, "Accounting for
Uncertainty in Income Taxes, an interpretation of FASB Statements No.
109". FIN 48 clarifies the accounting for uncertainty in income taxes by
prescribing a two-step method of first evaluating whether a tax position
has met a more likely than not recognition threshold and second, measuring
that tax position to determine the amount of benefit to be recognized in
the financial statements. FIN 48 provides guidance on the presentation of
such positions within a classified statement of financial position as well
as on derecognition, interest and penalties, accounting in interim
periods, disclosure, and transition. FIN 48 is effective for fiscal years
beginning after December 15, 2006. The adoption of this statement did not
have a material effect on the Company's financial statements.
3. Property and Equipment
September 30, March 31,
2007 Net 2007 Net
Accumulated Carrying Carrying
Cost Depreciation Value Value
$ $ $ $
Office furniture and
computer hardware 9,391 8,803 588 1,527
----------------------------------------------------------------------------
4. Related Party Transactions
(a) During the six month period ended September 30, 2007, management fees of
$84,000 (2006 - $84,000) were charged to operations pursuant to executive
services agreements with the President of the Company and the
Vice-President of Finance.
(b) As of September 30, 2007, the Company's President, and a company
controlled by the President are owed $1,261,252 (March 31, 2007 -
$1,178,520) relating to amounts assumed by the Company at the acquisition
of SETI and subsequent advances made to the Company. These amounts have no
due date and are non-interest bearing. During the six month period ended
September 30, 2007, interest of $102,447 (2006 - $89,141) has been imputed
at twice prime rate and charged to operations with a corresponding credit
to additional paid-in capital.
F-8
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
September 30, 2007
(Expressed in US dollars)
(unaudited)
4. Related Party Transactions (continued)
(c) During the six month period ended September 30, 2007, the Company
recognized a total of $14,381 (2006 - $13,460) for donated rent provided
by the President of the Company.
(d) As of September 30, 2007, the Company is indebted to a Director of the
Company for $25,487 (March 31, 2007 - $11,411), representing expenses paid
on behalf of the Company. These amounts have no due date and are
non-interest bearing.
5. Loans Payable
(a) On March 31, 2007, the Company entered into an investment agreement with
an investor and received $10,700 as a loan repayable on September 1, 2007.
Pursuant to the agreement, the Company will pay interest of 15% per annum.
During the six month period ended September 30, 2007, the Company accrued
interest of $805.
(b) On November 17, 2006, the Company entered into an unsecured investment
agreement with an investor and received $50,000 as a loan repayable on or
before January 20, 2007. Pursuant to the agreement, the Company will pay
interest of 12% per annum and issue the investor 2,000,000 shares of the
Company's common stock. The issuance of the 2,000,000 shares of common
stock was valued at $100,000 and recorded as stock-based compensation and
common stock subscribed. During the six month period ended September 30,
2007, the Company accrued interest of $3,008. At September 30, 2007, the
loan remains unpaid and the 2,000,000 shares have not been issued. Refer to
Note 7(a).
(c) On May 22, 2006, the Company entered into an unsecured investment agreement
with an investor and received $25,000 as a loan repayable on July 22, 2006.
Pursuant to the agreement, the Company will pay interest of 15% per annum
and issue the investor 35,000 restricted shares of the Company's common
stock and a warrant to purchase 35,000 restricted shares of the Company's
common stock at a price of $0.30 per share until May 22, 2008. During the
six month period ended September 30, 2007, the Company accrued interest of
$1,880 and no warrants were exercised. The loan was not repaid on July 22,
2006 and remains outstanding. Refer to Note 7(b).
(d) On March 6, 2006, the Company entered into three unsecured investment
agreements with investors to receive loans totalling $75,000, repayable on
May 6, 2006. Pursuant to the agreements, the Company will pay interest of
$15,000 and issue the investors 180,000 shares of the Company's common
stock and warrants to purchase 180,000 restricted shares of the Company's
common stock at a price of $0.30 per share until May 6, 2007. At September
30, 2007, the Company accrued interest of $15,000 and no warrants were
exercised. The loans were not repaid on May 6, 2006, and remain
outstanding. Under the terms of the notes, additional interest of $2,500 is
charged for each 30 day period or fraction of 30 day period where the
repayment of the principal amounts are past due. At September 30, 2007, the
Company had accrued additional interest penalties of $42,500 based on
non-payment of the principal portions of the notes payable. Refer to Note
7(c).
6. Convertible Notes Payable
On November 16, 2005, the Company entered into an Exchange Agreement with the
holder of all of the Company's outstanding notes payable (the "Creditor").
Under the terms of the agreement, the Creditor agreed to return for
cancellation the 64,950 shares of common stock previously received on
settlement of promissory notes in exchange for three new convertible notes in
the aggregate principal amount of $292,275. The notes matured on December 17,
2005 ($100,000), January 15, 2006 ($100,000) and March 15, 2006 ($92,275).
The Creditor also agreed to cancel the prior outstanding promissory notes
totalling $85,780 in exchange for a new convertible note for $85,780 that
matured on June 15, 2006. The Company also issued a new convertible note for
cash proceeds of $35,000 that matures on August 15, 2006. All notes bear
interest at 5.5% per annum. The principal and accrued interest on the
promissory notes may be converted into shares of the Company's common stock
at the Conversion Price at the option of the holder. The Conversion Price is
90% of average closing bid price of the Company's common stock for the 30
trading days preceding the conversion. During the year ended March 31, 2006,
the creditor agreed to waive interest on all outstanding notes.
F-9
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
September 30, 2007
(Expressed in US dollars)
(unaudited)
6. Convertible Notes Payable (continued)
In accordance with EITF 98-5 "Accounting for Convertible Securities with
Beneficial Conversion Features or Contingently Adjustable Conversion Ratios",
the Company recognized the value of the embedded beneficial conversion
feature of $45,895 as additional paid-in capital as the debt was issued with
an intrinsic value conversion feature. At March 31, 2006, the Company
recognized $40,503 as interest expense which increased the carrying value of
the promissory notes to $121,883. The Company recognized $5,392 as interest
expense during the fiscal year ending March 31, 2007 and repaid $10,000 of
principal payments, decreasing the carrying value of the promissory notes to
the face value of $117,275. During the six months ended September 30, 2007,
interest of $8,633 (2006 - $8,689) was treated as imputed at 5.5% per annum.
On January 26, 2006, the Company entered into a Note Conversion Agreement
("the Agreement") with the holder of the convertible promissory notes (the
"Creditor"). Under the terms of the agreement, the Creditor agreed to
convert the promissory note with a principal of $100,000 and a maturity date
of December 17, 2005 into 1,000,000 shares of common stock. The Creditor
will dispose of the shares in the market up to a maximum of 50,000 shares
per week and, prior to March 31, 2006, at no less than $0.40 per share
without the consent of the Company. All proceeds received by the Creditor to
March 31, 2006 will reduce the amounts owed by the Company under the
promissory notes. Any shares remaining at March 31, 2006 can be returned to
the Company or retained by the Creditor. If shares are returned to the
Company, a new promissory note will be issued for the balance of principal
remaining after any reduction applied for proceeds from the sale of common
stock. If shares are retained by the Creditor, the shares will be valued at
90% of the average closing price of the Company's common stock for the 30
trading days preceding March 31, 2006 (the "Calculated Value"). The
Calculated Value will then be applied against amounts owing under any of the
notes unpaid at March 31, 2006. If the Calculated Value of the shares
exceeds $100,000 plus the aggregate amounts payable under the remaining
unpaid notes (the "Remaining Value"), then the Creditor will return to the
Company that number of shares determined by dividing the Remaining Value by
the average closing price of the Company's common stock for the 30 trading
days preceding March 31, 2006. During the period six month ended September
30, 2007, the Agreement was amended to extend the deadline to March 31,
2008.
On April 7, 2006, the Company entered into a Note Conversion Agreement ("the
Agreement") with the holder of the convertible promissory notes (the
"Creditor"). Under the terms of the agreement, the Creditor agreed to convert
the promissory note with a principal of $100,000 and a maturity date of
January 15, 2006 and a note in the principal amount of $85,780 with a
maturity date of June 15, 2006 into 1,280,000 shares of common stock. The
shares were issued to eight individuals including 300,000 shares to the
President of the Company in consideration for services provided to the
Company. The fair value of the common stock issued exceeded the value of the
promissory notes by $710,220. This amount has been recognized as the cost of
the past services provided.
In consideration for the transfer of the shares described above, the Company
agreed to issue a promissory note in the amount of $185,780. In accordance
with EITF 98-5 "Accounting for Convertible Securities with Beneficial
Conversion Features or Contingently Adjustable Conversion Ratios", the
Company recognized the value of the embedded beneficial conversion feature of
$20,642 as additional paid-in capital as the debt was issued with an
intrinsic value conversion feature. The Company recognized $20,642 as
interest expense during the year ended March 31, 2007, increasing the
carrying value of the promissory notes to the face value of $185,780.
7. Common Stock
(a) On November 17, 2006, pursuant to an investment agreement (refer to Note
5(b)) the Company agreed to issue 2,000,000 shares of the Company's common
stock with a fair value of $100,000. During the period ended March 31,
2007, the total fair value of $100,000 was charged to interest expense
with a corresponding credit of $100,000 to common stock subscribed.
(b) On May 22, 2006, pursuant to an investment agreement (refer to Note 5(c))
the Company agreed to issue 35,000 shares of the Company's common stock
with a fair value of $14,000 and warrants to purchase 35,000 shares at
$0.30 per share with a fair value of $6,775 pursuant to an investment
agreement. During the period ended March 31, 2007, the total fair value of
$20,775 was charged to interest expense with a corresponding credit of
$6,775 to additional paid in capital and $14,000 to common stock
subscribed.
F-10
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
September 30, 2007
(Expressed in US dollars)
(unaudited)
7. Common Stock (continued)
(c) On March 6, 2006, the Company agreed to issue 180,000 shares of the
Company's common stock with a fair value of $90,000 and warrants to
purchase 180,000 shares at $0.30 per share with a fair value of $63,294
pursuant to three investment agreements. During the year ended March 31,
2006, the total fair value of $153,294 was charged to interest expense with
a corresponding credit of $63,294 to additional paid-in capital and $90,000
to common stock subscribed. During the year ended March 31, 2007, a
shareholder transferred the 180,000 shares of the Company's common stock on
behalf of the Company in consideration for a convertible note. Refer to
Note 5(d).
The following table summarizes the continuity of the Company's warrants:
Weighted
average
Number of exercise
split-adjusted price
shares $
Balance, March 31, 2007 285,000 0.32
Expired (180,000) 0.30
------------ ----------
Balance, September 30, 2007 105,000 0.37
============ ==========
At September 30, 2007, the following share purchase warrants were
outstanding:
Number of Shares Exercise Price Expiry Date
------------------------------------------------------------
35,000 $0.50 January 8, 2008
35,000 $0.30 April 10, 2008
35,000 $0.30 May 22, 2008
8. Commitments and Contingencies
(a) On April 4, 2006, the Company entered into a Standby Equity Distribution
Agreement with a venture capital company (the "Purchaser"). Under the terms
of the Agreement, the Purchaser will purchase up to $5,000,000 of the
Company's common stock over a period of 24 months at 95% of the Market
Price subsequent to effective registration of the Company's common stock.
The Market Price is the lowest daily closing bid price of the Company's
common stock for a minimum of five trading days between advances. The
amount of the advances will be at the discretion of the Company up to
$100,000 per advance, with a minimum of five trading days between advances.
Upon closing of the transaction, the Company will issue $200,000 worth of
common stock or cash, issue a warrant to purchase 350,000 shares of common
stock at an exercise price of $0.01 per share for a period of five years,
and a warrant to purchase 1,500,000 shares of common stock at an exercise
price of $0.25 per share for a period of five years. At September 30, 2007,
no shares or warrants had been issued.
(b) On March 1, 2006, the Company entered into an employment agreement with
the Company's Vice-President of Finance. Under the terms of the employment
agreement, the Company must pay $4,000 per month for an initial term of
eight months, and grant options to acquire 300,000 shares of common stock.
During the three month period ended September 30, 2007, $12,000 was
charged to operations. At September 30, 2007, the Company had not granted
any options.
(c) On November 1, 2005, the Company entered into an employment agreement with
the Company's Chief Executive Officer. Under the terms of the employment
agreement, the Company must pay $120,000 per annum for the period from
April 1, 2006 to March 31, 2008. This employment agreement extends the
terms of the previous employment agreement, which expires on March 31,
2008. During the six month period ended September 30, 2007, $60,000 was
charged to operations.
F-11
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
September 30, 2007
(Expressed in US dollars)
(unaudited)
8. Commitments and Contingencies (continued)
(d) A claim has been asserted against the Company, its subsidiary and President
alleging that the Company and/or its President are liable to for a loan in
the amount of approximately $250,000, and that there was a failure to
deliver approximately 53,333 split-adjusted shares of the Company's common
stock which were to be held as security for the loan. The Company intends
to vigorously defend itself in this matter and management feels it has
meritorious defenses. This action is in a very preliminary stage and it is
not possible to determine the probable outcome. The accompanying financial
statements do not include any provision for possible loss.
F-12
ITEM 2. MANAGEMENTS DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND PLAN
OF OPERATION
The Company has been inactive since 2005. As of November 15, 2007 the
Company did not have any full time employees. The Company's officers devote only
a minimal amount of time to the Company business.
During the twelve months ended March 31, 2007 and the six months ended
September 30, 2007 the Company did not have any revenues.
An investment in the Company's securities should only be considered by
persons who can afford a complete loss of their investment. The Company has been
inactive since 2005. As of September 30, 2007, the Company had assets of $13,352
liabilities of $2,097,991, a working capital deficit of $(2,085,227) and an
accumulated deficit of $(7,714,960). There has been virtually no trading
activity in the Company's common stock.
The Company's auditors have issued a going concern opinion for the year
ended March 31, 2007. This means that there is substantial doubt that the
Company can continue as an ongoing business for the next twelve months. The
financial statements do not contain any adjustments that might result from the
uncertainty about the Company's ability to continue its business. As such, the
Company may have to cease operations and you could lose your investment.
The Company's common stock currently trades on the OTC Bulletin Board. The
rules applicable to securities traded on the OTC Bulletin Board provide that if
an issuer is delinquent in filing its 10-KSB or 10-QSB reports on three
occasions in any twenty-four month period the issuer's securities will be
delisted from the OTC Bulletin Board and will not be eligible for relisting
until the issuer has timely filed all of its required annual and quarterly
reports for twelve months. The Company was delinquent in filing its 10-QSB
report in February 2006 and was delinquent in filing this 10-KSB report in July
2007. If the Company is delinquent in filing any other 1934 reports prior to
February 2008, the Company's securities will be delisted from the OTC Bulletin
Board.
The Company does not have any bank lines of credit, or any other
traditional financing arrangements. The Company will attempt to obtain the
capital it may require through the private sale of its common stock or from
borrowings from private lenders. There can be no assurance that the Company will
be successful in obtaining the capital which it may need. An investment in the
Company's securities should only be considered by persons who can afford a
complete loss of their investment.
ITEM 3. CONTROLS AND PROCEDURES
As of the end of the period covered by this report, the Company carried
out an evaluation, under the supervision and with the participation of members
of its management, including its Chief Executive Officer and Chief Financial
Officer, of the effectiveness of the design and operation of the Company's
disclosure controls and procedures pursuant to Rule 13a-15(b) of the U.S.
Securities Exchange Act of 1934 (the "Exchange Act"). Based on this evaluation,
the Company's Chief Executive Officer and Chief Financial Officer concluded
that, as of September 30, 2007, the Company's disclosure controls and
procedures, related to internal control over financial reporting and the
recording of certain equity transactions, were not effective in light of the
material weaknesses described below.
The Company was advised by Manning Elliott LLP, its independent auditors,
that during their review of the Company's financial statements for the fiscal
period ended September 30, 2007, they identified "material weaknesses" in the
Company's internal controls as defined in Statement on Auditing Standards No.
112, "Communicating Internal Control Related Matters Identified in an Audit"
("SAS 112"). The material weaknesses are described below:
Inadequate controls over equity transactions. The Company does not have adequate
review and supervision controls or sufficient supporting documentation of
certain equity-related transactions to ensure that equity transactions are
properly valued and recorded on a timely basis. As a result, adjustments in the
equity accounts and financial statements could occur. If the Company is not, or
is not in future periods, successful in identifying these adjustments, its
quarterly or annual financial statements could be materially misstated, which
could require a restatement.
Inadequate entity level controls. The Company does not have effective entity
level controls. These weaknesses include:
(i) weaknesses in the risk assessment controls, including the lack of
adequate mechanisms for anticipating and identifying financial
reporting risks; and for reacting to changes in the operating
environment that could have a potential effect on financial reporting;
(ii) weaknesses in monitoring controls, including the lack of adequate
staffing and procedures to ensure periodic evaluations of internal
controls to ensure that appropriate personnel regularly obtain
evidence that controls are functioning effectively and that identified
control deficiencies are timely remedied.
If the Company is not, or is not in future periods, successful in
identifying these control weaknesses, its quarterly or annual financial
statements could be materially misstated, which could require a restatement.
The Company's disclosure controls and procedures are designed to ensure
that the information required to be disclosed in its reports filed under the
Exchange Act is recorded, processed, summarized and reported within the time
periods specified in the U.S. Securities and Exchange Commission's (the "SEC")
rules and forms, and to reasonably assure that such information is accumulated
and communicated to the Company's management, including its Chief Executive
Officer and Chief Financial Officer, as appropriate, to allow timely decisions
regarding required disclosure. A control system, no matter how well conceived
and operated, can provide only reasonable, not absolute, assurance that the
objectives of the control system are met under all potential conditions,
regardless of how remote, and may not prevent or detect all error and all fraud.
Because of the inherent limitations in all control systems, no evaluation of
controls can provide absolute assurance that all control issues and instances of
fraud, if any, within the company have been prevented or detected.
2
The Company continues to improve and refine its internal controls as an
ongoing process. Other than as summarized above, there have been no changes in
the Company's internal controls over financial reporting or other factors that
have materially affected, or are reasonably likely to materially affect, its
internal controls.
The certifications of the Company's principal executive officer and
principal financial officer required in accordance with Section 302 of the
Sarbanes-Oxley Act of 2002 are attached as exhibits to this Annual Report on
Form 10-KSB. The disclosures set forth in this Item 8A contain information
concerning (i) the evaluation of the Company's disclosure controls and
procedures, and changes in internal control over financial reporting, referred
to in paragraph 4 of the certifications, and (ii) material weaknesses in the
design or operation of the Company's internal control over financial reporting,
referred to in paragraph 5 of the certifications. Those certifications should be
read in conjunction with this Item 8A for a more complete understanding of the
matters covered by the certification.
3
PART II
OTHER INFORMATION
Item 6. Exhibits
(a) Exhibits
Number Exhibit
------ -------
31 Rule 13a-14(a) Certifications
32 Section 1350 Certifications
SIGNATURES
In accordance with Section 13 or 15(d) of the Exchange Act, the registrant
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized on November 19, 2007.
QUANTUM MRI, INC.
By: /s/ Kelly Fielder
------------------------------
Kelly Fielder, President and Principal
Financial and Accounting Officer
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