Quantum Mri, Inc - Recent Material Event
Quantum MRI, Inc.
(A Development Stage Company)
December 31, 2007
Index
Consolidated Balance Sheets................................................F-1
Consolidated Statements of Operations......................................F-2
Consolidated Statements of Cash Flows......................................F-3
Notes to the Consolidated Financial Statements.............................F-4
Quantum MRI, Inc.
(A Development Stage Company)
Consolidated Balance Sheets
(Expressed in US dollars)
December 31, March 31,
2007 2007
(unaudited)
ASSETS
Current Assets
Cash $ 45 $ 142
-------------------------------------------------------------------------------
Total Current Assets 45 142
Property and Equipment (Note 3) 118 1,527
-------------------------------------------------------------------------------
Total Assets $ 163 $ 1,669
===============================================================================
LIABILITIES AND STOCKHOLDERS' DEFICIT
Current Liabilities
Accounts payable $ 190,264 $ 151,838
Accrued liabilities 180,574 96,385
Due to related parties (Notes 4(b) and (d)) 1,340,697 1,189,931
Loans payable (Note 5) 160,700 160,700
Convertible notes payable (Note 6) 303,055 303,055
-------------------------------------------------------------------------------
Total Liabilities $ 2,175,290 $1,901,909
-------------------------------------------------------------------------------
Commitments and Contingencies (Notes 1 and 8)
Stockholders' Deficit
Common Stock
Authorized: 50,000,000 shares, par value $0.001
Issued: 14,071,391 shares $ 14,071 $ 14,071
Additional Paid-in Capital 5,555,818 5,365,240
Common Stock Subscribed (Note 7) 125,550 125,550
Deficit Accumulated During the Development Stage (7,870,566) (7,405,101)
-------------------------------------------------------------------------------
Total Stockholders' Deficit (2,175,127) (1,900,240)
-------------------------------------------------------------------------------
Total Liabilities and Stockholders' Deficit $ 163 $ 1,669
===============================================================================
The accompanying notes are an integral part of these financial statements.
F-2
Quantum MRI, Inc
(A Development Stage Company)
Consolidated Statement of Operations
(Expressed in US dollars)
(unaudited)
Accumulated
From
June 7, 1989 For the For the
(Date of Three Month Nine Month
Inception) to Period Ended Period Ended
December 31, December 31, December 31,
2007 2007 2006 2007 2006
$ $ $ $ $
Revenue 2,731 - - - -
--------------------------------------------------------------------------------------
Expenses
Consulting 1,330,525 10,704 9,010 31,951 905,146
Donated rent (Note 4(c)) 121,945 7,500 6,591 21,881 20,051
Donated services 28,070 - - - -
General and administrative 854,999 15,793 109,020 64,227 174,598
Impairment loss on intangible
asset 252,819 - - - -
Management fees (Note 4(a)) 3,119,000 42,000 42,000 126,000 126,000
Product development 92,402 - - - -
Professional fees 487,687 21,992 8,889 52,710 68,523
-------------------------------------------------------------------------------------
Total Expenses 6,287,447 97,989 175,510 296,769 1,294,318
--------------------------------------------------------------------------------------
Net Loss From Operations (6,284,716) (97,989) (175,510) (296,769) (1,294,318)
---------------------------------------------------------------------------------------
Other Expense
Beneficial conversion feature
of
convertible notes 66,537 - - - 26,034
Imputed interest (Notes 4(b)
and 6) 629,097 57,618 51,587 168,697 149,417
Loss on settlement of debt 230,000 - - - -
--------------------------------------------------------------------------------------
Total Other Expense 925,634 57,618 51,587 168,697 175,451
--------------------------------------------------------------------------------------
Net Loss (7,210,350) (155,607) (227,097) (465,466)(1,469,769)
======================================================================================
Net Loss Per Share - Basic and
Diluted (0.01) (0.02) (0.03) (0.10)
======================================================================================
Weighted Average Shares 14,071,000 14,071,000 14,071,000 14,035,000
========================================================================================
The accompanying notes are an integral part of these financial statements.
F-3
Quantum MRI, Inc.
(A Development Stage Company)
Consolidated Statement of Cash Flows
(Expressed in US dollars)
(unaudited)
For the For the
Nine Months Nine Months
Ended Ended
December 31, December 31,
2007 2006
$ $
Operating Activities
Net loss for the period (465,466) (1,469,769)
Adjustment to reconcile net loss to net cash
used in operating activities:
Beneficial conversion feature of convertible notes - 26,034
Depreciation and amortization 1,410 1,409
Donated services and rent 21,881 20,051
Imputed interest 168,698 149,417
Stock-based compensation - 996,774
Changes in operating assets and liabilities:
Accounts payable and accrued liabilities 122,615 75,267
Due from related parties 145,415 85,320
-------------------------------------------------------------------------------
Net Cash Used in Operating Activities (5,447) (115,497)
-------------------------------------------------------------------------------
Financing Activities
Proceeds from loans payable - 75,000
Repayment of loans payable - (25,000)
Repayment of convertible notes payable - (10,000)
Advances from related parties 5,350 -
-------------------------------------------------------------------------------
Net Cash Flows Provided By Financing Activities 5,350 40,000
-------------------------------------------------------------------------------
Decrease In Cash (97) (75,497)
Cash - Beginning of Period 142 75,897
-------------------------------------------------------------------------------
Cash - End of Period 45 400
===============================================================================
Non-cash Investing and Financing Activities
Shares issued on conversion of notes payable - 896,000
===============================================================================
Supplemental Disclosures
Interest paid - -
Income taxes paid - -
===============================================================================
The accompanying notes are an integral part of these financial statements.
F-4
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
1. Nature of Operations and Continuance of Business
Quantum MRI Inc. (the "Company") was incorporated in Washington on June 7,
1989 under the name P.L.D.F.E.T., Inc. On March 17, 2000, the Company
changed its name to Travelshorts.com, Inc. On May 5, 2005, the Company
changed its name to Sharps Elimination Technologies, Inc. On August 25,
2005, the Company changed its name to Quantum MRI, Inc. The Company is in
the development stage as defined by the Statement of Financial Accounting
Standard ("SFAS") No. 7 "Accounting and Reporting by Development Stage
Enterprises". The Company's principal business is the constructing and
operating MRI testing centers in the United States and Canada. Each center
will exclusively provide MRI tests on an outpatient basis for patients.
On December 3, 2002, the Company acquired all of the issued and outstanding
shares of SETI Corp. ("SETI") in exchange for 111,275 newly issued
split-adjusted shares of the Company's common stock. Prior to the
acquisition, the Company had no operations and was considered a public
shell. SETI was also a development stage company with no operations,
however had a licensing agreement for certain patented technology (see Note
5). Accordingly, since SETI was not considered a business, the transaction
was accounted for as a recapitalization of the public shell and the
issuance of stock by the Company for the assets and liabilities of SETI.
The value of the net assets of SETI is the same as their historical book
value, which included the licensing agreement of $274,964 and liabilities
assumed of $918,490. In addition, as part of the transaction, the former
president returned 50,000 split-adjusted common shares to the Company for
cancellation.
The accompanying consolidated financial statements include the historical
accounts of SETI since December 3, 2002. All significant intercompany
balances and transactions have been eliminated in consolidation.
At December 31, 2007, the Company had a working capital deficit of
$2,175,245 and accumulated losses of $7,870,566 since inception. The
ability of the Company to continue as a going concern is dependent on its
ability to emerge from the development stage with respect to its planned
principal business activity, attaining profitable operations and raising
additional debt and/or equity financing to fund its operations.
Management's plan in this regard is to raise additional funding through
private offerings and to operate MRI testing centers. These factors raise
substantial doubt about the Company's ability to continue as a going
concern. The consolidated financial statements do not include any
adjustment relating to the recovery and classification of recorded asset
amounts or the amount and classification of liabilities that might be
necessary should the Company discontinue operations.
F-5
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
2. Significant Accounting Policies
(a) Basis of Presentation
These consolidated financial statements are prepared in conformity with
accounting principles generally accepted in the United States and are
expressed in US dollars. These financial statements include accounts of the
Company and its wholly-owned subsidiary, SETI Corp. All significant
intercompany transactions and balances have been eliminated. The Company's
fiscal year end is March 31.
(b) Interim Financial Statements
The interim unaudited consolidated financial statements have been prepared
in accordance with accounting principles generally accepted in the United
States for interim financial information and with the instructions for
Securities and Exchange Commission ("SEC") Form 10-QSB. They do not include
all of the information and footnotes required by generally accepted
accounting principles for complete financial statements. Therefore, these
consolidated financial statements should be read in conjunction with the
Company's audited consolidated financial statements and notes thereto for
the year ended March 31, 2007, included in the Company's Annual Report on
Form 10-KSB filed with the SEC on August 13, 2007.
The consolidated financial statements included herein are unaudited;
however, they contain all normal recurring accruals and adjustments that,
in the opinion of management, are necessary to present fairly the Company's
consolidated financial position at December 31, 2007, and the results of
its operations and cash flows for the nine months ended December 31, 2007.
The results of operations for the nine months ended December 31, 2007 are
not necessarily indicative of the results to be expected for future
quarters or the full year.
(c) Use of Estimates
The preparation of financial statements in accordance with United States
generally accepted accounting principles requires management to make
estimates and assumptions that affect the reported amounts of assets and
liabilities at the date of the financial statements and the reported
amounts of revenue and expenses in the reporting period. The Company
regularly evaluates estimates and assumptions related to stock-based
compensation expense, deferred income tax asset valuations and loss
contingencies. The Company bases its estimates and assumptions on current
facts, historical experience and various other factors that it believes to
be reasonable under the circumstances, the results of which form the basis
F-6
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
2. Significant Accounting Policies (continued)
(c) Use of Estimates (cont'd)
for making judgments about the carrying values of assets and liabilities
and the accrual of costs and expenses that are not readily apparent from
other sources. The actual results experienced by the Company may differ
materially and adversely from the Company's estimates. To the extent there
are material differences between the estimates and the actual results,
future results of operations will be affected.
(d) Cash Equivalents
The Company considers all highly liquid instruments with a maturity of
three months or less at the time of issuance to be cash equivalents.
(e) Property and Equipment
Property and equipment are stated at cost less accumulated depreciation and
consist of computer hardware and office furniture. These assets are
depreciated on a straight-line basis using an estimated useful life of five
years.
(f) Comprehensive Income
SFAS No. 130, "Reporting Comprehensive Income," establishes standards for
the reporting and display of comprehensive income and its components in the
financial statements. As at December 31, 2007 and 2006, the Company has no
items that represent comprehensive income and, therefore, has not included
a schedule of comprehensive income in the financial statements.
(g) Product Development Costs
Product development costs related to the Needle-Ease(TM) technology are
expensed as incurred.
(h) Long-lived Assets
In accordance with SFAS No. 144, "Accounting for the Impairment or Disposal
of Long-Lived Assets", the Company tests long-lived assets or asset groups
for recoverability when events or changes in circumstances indicate that
their carrying amount may not be recoverable. Circumstances which could
trigger a review include, but are not limited to: significant decreases in
the market price of the asset; significant adverse changes in the business
climate or legal factors; accumulation of costs significantly in excess of
F-7
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
2. Significant Accounting Policies (continued)
(h) Long-lived Assets (cont'd)
the amount originally expected for the acquisition or construction of the
asset; current period cash flow or operating losses combined with a history
of losses or a forecast of continuing losses associated with the use of the
asset; and current expectation that the asset will more likely than not be
sold or disposed significantly before the end of its estimated useful life.
Recoverability is assessed based on the carrying amount of the asset and
its fair value which is generally determined based on the sum of the
undiscounted cash flows expected to result from the use and the eventual
disposal of the asset, as well as specific appraisal in certain instances.
An impairment loss is recognized when the carrying amount is not
recoverable and exceeds fair value.
(i) Foreign Currency Translation
The Company's functional and reporting currency is the United States
dollar. The consolidated financial statements of the Company are translated
to United States dollars in accordance with SFAS No. 52 "Foreign Currency
Translation". Monetary assets and liabilities denominated in foreign
currencies are translated using the exchange rate prevailing at the balance
sheet date. Gains and losses arising on translation or settlement of
foreign currency denominated transactions or balances are included in the
determination of income. Foreign currency transactions are primarily
undertaken in Canadian dollars. The Company has not, to the date of these
financials statements, entered into derivative instruments to offset the
impact of foreign currency fluctuations.
(j) Income Taxes
Potential benefits of income tax losses are not recognized in the accounts
until realization is more likely than not. The Company has adopted SFAS No.
109 "Accounting for Income Taxes" as of its inception. Pursuant to SFAS No.
109, the Company is required to compute tax asset benefits for net
operating losses carried forward. Potential benefit of net operating losses
have not been recognized in these consolidated financial statements because
the Company cannot be assured it is more likely than not it will utilize
the net operating losses carried forward in future years.
F-8
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
2. Significant Accounting Policies (continued)
(k) Stock-based Compensation
Prior to January 1, 2006, the Company accounted for stock-based awards
under the recognition and measurement provisions of Accounting Principles
Board Opinion ("APB") No. 25, "Accounting for Stock Issued to Employees"
using the intrinsic value method of accounting, under which compensation
expense was only recognized if the exercise price of the Company's employee
stock options was less than the market price of the underlying common stock
on the date of grant. Effective January 1, 2006, the Company adopted the
fair value recognition provisions of SFAS No. 123R "Share Based Payments",
using the modified prospective transition method. The Company has not
issued any stock options since its inception. Accordingly, there was no
effect on the Company's reported loss from operations, cash flows or loss
per share, as a result of adopting SFAS No. 123R.
(l) Financial Instruments
The fair values of cash, accounts payable, accrued liabilities, amounts due
to related parties, loans payable, and convertible notes payable
approximate their fair value due to the relatively short maturity of these
instruments.
(m) Revenue Recognition
The Company recognizes revenue in accordance with SEC Staff Accounting
Bulletin No. 104 when there is persuasive evidence of an arrangement,
delivery of products has occurred or services have been rendered, the
seller's price to the buyer is fixed or determinable, and collectibility is
reasonably assured.
(n) Basic and Diluted Net Income (Loss) per Share
The Company computes net income (loss) per share in accordance with SFAS
No. 128, "Earnings per Share", which requires presentation of both basic
and diluted earnings per shares (EPS) on the face of the income statement.
Basic EPS is computed by dividing net income (loss) available to common
shareholders (numerator) by the weighted average number of common shares
outstanding (denominator) during the period. Diluted EPS gives effect to
all dilutive potential common shares outstanding during the period
including stock options, using the treasury stock method, and convertible
preferred stock, using the if-converted method. In computing diluted EPS,
the average stock price for the period is used in determining the number of
shares assumed to be purchased from the exercise of stock options or
warrants. Diluted EPS excludes all dilutive potential common shares if
their effect is anti-dilutive. Quantum MRI, Inc. (A Development Stage
Company) Notes to the Consolidated Financial Statements December 31, 2007
(Expressed in US dollars) (Unaudited)
F-9
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
2. Significant Accounting Policies (continued)
(o) Reclassification
Certain reclassifications have been made to the prior year's financial
statements to conform to the current period's presentation.
(p) Recently Issued Accounting Pronouncements
In December 2007, the Financial Accounting Standards Board (FASB) issued
SFAS No. 141R, "Business Combinations". This statement replaces SFAS 141
and defines the acquirer in a business combination as the entity that
obtains control of one or more businesses in a business combination and
establishes the acquisition date as the date that the acquirer achieves
control. SFAS 141R requires an acquirer to recognize the assets acquired,
the liabilities assumed, and any noncontrolling interest in the acquiree at
the acquisition date, measured at their fair values as of that date. SFAS
141R also requires the acquirer to recognize contingent consideration at
the acquisition date, measured at its fair value at that date. This
statement is effective for fiscal years, and interim periods within those
fiscal years, beginning on or after December 15, 2008 and earlier adoption
is prohibited. The adoption of this statement is not expected to have a
material effect on the Company's financial statements.
In December 2007, the FASB issued SFAS No. 160, "Noncontrolling Interests
in Consolidated Financial Statements Liabilities -an Amendment of ARB No.
51". This statement amends ARB 51 to establish accounting and reporting
standards for the Noncontrolling interest in a subsidiary and for the
deconsolidation of a subsidiary. This statement is effective for fiscal
years, and interim periods within those fiscal years, beginning on or after
December 15, 2008 and earlier adoption is prohibited. The adoption of this
statement is not expected to have a material effect on the Company's
financial statements.
In February 2007, the FASB issued SFAS No. 159, "The Fair Value Option for
Financial Assets and Financial Liabilities - Including an Amendment of FASB
Statement No. 115". This statement permits entities to choose to measure
many financial instruments and certain other items at fair value. Most of
the provisions of SFAS No. 159 apply only to entities that elect the fair
value option. However, the amendment to SFAS No. 115 "Accounting for
Certain Investments in Debt and Equity Securities" applies to all entities
with available-for-sale and trading securities. SFAS No. 159 is effective
as of the beginning of an entity's first fiscal year that begins after
F-10
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
2. Significant Accounting Policies (continued)
(p) Recently Issued Accounting Pronouncements (continued)
November 15, 2007. Early adoption is permitted as of the beginning of a
fiscal year that begins on or before November 15, 2007, provided the entity
also elects to apply the provision of SFAS No. 157, "Fair Value
Measurements". The adoption of this statement is not expected to have a
material effect on the Company's financial statements.
In September 2006, the FASB issued SFAS No. 157, "Fair Value Measurements"
("SFAS 157"). The objective of SFAS 157 is to increase consistency and
comparability in fair value measurements and to expand disclosures about
fair value measurements. SFAS 157 defines fair value, establishes a
framework for measuring fair value in generally accepted accounting
principles, and expands disclosures about fair value measurements. SFAS 157
applies under other accounting pronouncements that require or permit fair
value measurements and does not require any new fair value measurements.
The provisions of SFAS No. 157 are effective for fair value measurements
made in fiscal years beginning after November 15, 2007. The adoption of
this statement is not expected to have a material effect on the Company's
future reported financial position or results of operations.
(q) Recently Adopted Accounting Pronouncements
In September 2006, the FASB issued SFAS No. 158, "Employers' Accounting for
Defined Benefit Pension and Other Postretirement Plans - an amendment of
FASB Statements No. 87, 88, 106, and 132(R)" ("SFAS 158"). This statement
requires employers to recognize the overfunded or underfunded status of a
defined benefit postretirement plan (other than a multiemployer plan) as an
asset or liability in its statement of financial position and to recognize
changes in that funded status in the year in which the changes occur
through comprehensive income of a business entity or changes in
unrestricted net assets of a not-for-profit organization. This statement
also requires an employer to measure the funded status of a plan as of the
date of its year-end statement of financial position, with limited
exceptions. The provisions of SFAS 158 are effective for employers with
publicly traded equity securities as of the end of the fiscal year ending
after December 15, 2006. The adoption of this statement did not have a
material effect on the Company's financial statements.
F-11
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
2. Significant Accounting Policies (continued)
(q) Recently Adopted Accounting Pronouncements (continued)
In March 2006, the FASB issued SFAS No. 156, "Accounting for Servicing of
Financial Assets, an amendment of FASB Statement No. 140, Accounting for
Transfers and Servicing of Financial Assets and Extinguishments of
Liabilities". This statement requires all separately recognized servicing
assets and servicing liabilities be initially measured at fair value, if
practicable, and permits for subsequent measurement using either fair value
measurement with changes in fair value reflected in earnings or the
amortization and impairment requirements of Statement No. 140. The
subsequent measurement of separately recognized servicing assets and
servicing liabilities at fair value eliminates the necessity for entities
that manage the risks inherent in servicing assets and servicing
liabilities with derivatives to qualify for hedge accounting treatment and
eliminates the characterization of declines in fair value as impairments or
direct write-downs. SFAS No. 156 is effective for an entity's first fiscal
year beginning after September 15, 2006. The adoption of this statement did
not have a material effect on the Company's financial statements.
In June 2006, the FASB issued FASB Interpretation No. 48, "Accounting for
Uncertainty in Income Taxes, an interpretation of FASB Statements No. 109".
FIN 48 clarifies the accounting for uncertainty in income taxes by
prescribing a two-step method of first evaluating whether a tax position
has met a more likely than not recognition threshold and second, measuring
that tax position to determine the amount of benefit to be recognized in
the financial statements. FIN 48 provides guidance on the presentation of
such positions within a classified statement of financial position as well
as on derecognition, interest and penalties, accounting in interim periods,
disclosure, and transition. FIN 48 is effective for fiscal years beginning
after December 15, 2006. The adoption of this statement did not have a
material effect on the Company's financial statements.
In September 2006, the SEC issued Staff Accounting Bulletin ("SAB") No.
108, "Considering the Effects of Prior Year Misstatements when Quantifying
Misstatements in Current Year Financial Statements." SAB No. 108 addresses
how the effects of prior year uncorrected misstatements should be
considered when quantifying misstatements in current year financial
statements. SAB No. 108 requires companies to quantify misstatements using
a balance sheet and income statement approach and to evaluate whether
either approach results in quantifying an error that is material in light
of relevant quantitative an qualitative factors. SAB No. 108 is effective
for periods ending after November 15, 2006. The adoption of this statement
did not have a material effect on the Company's financial statements.
F-12
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
3. Property and Equipment
December 31,
2007 March 31,
Net Carrying 2007
Accumulated Value Net Carrying
Cost Depreciation $ Value
$ $ (unaudited) $
-------------------------------------------------
Office furniture and computer
hardware 9,391 9,273 118 1,527
----------------------------------------------------------------------------------
4. Related Party Transactions
(a) During the nine month period ended December 31, 2007, management fees
of $126,000 (December 31, 2006 - $126,000) were charged to operations
pursuant to executive services agreements with the President of the
Company and the Vice-President of Finance.
(b) As of December 31, 2007, the Company's President, and a company
controlled by the President are owed $1,281,062 (March 31, 2007 -
$1,178,520) relating to amounts assumed by the Company at the
acquisition of SETI and subsequent advances made to the Company. These
amounts are unsecured, non-interest bearing, and are due on demand.
During the nine month period ended December 31, 2007, interest of
$155,725 (December 31, 2006 - $149,417) has been imputed at twice
prime rate and charged to operations with a corresponding credit to
additional paid-in capital.
(c) During the nine month period ended December 31, 2007, the Company
recognized a total of $21,881 (December 31, 2006 - $20,051) for
donated rent provided by the President of the Company.
(d) As of December 31, 2007, the Company is indebted to a Director of the
Company for $59,635 (March 31, 2007 - $11,411), representing expenses
paid on behalf of the Company. These amounts are unsecured,
non-interest bearing, and are due on demand.
5. Loans Payable
(a) On March 31, 2007, the Company entered into an investment agreement
with an investor and received $10,700 as a loan repayable on September
1, 2007. Pursuant to the agreement, the Company will pay interest of
15% per annum. During the nine month period ended December 31, 2007,
the Company accrued interest of $1,209.
F-13
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
5. Loans Payable (cont'd)
(b) On November 17, 2006, the Company entered into an unsecured investment
agreement with an investor and received $50,000 as a loan repayable on
or before January 20, 2007. Pursuant to the agreement, the Company
will pay interest of 12% per annum and issue the investor 2,000,000
shares of the Company's common stock. The issuance of the 2,000,000
shares of common stock was valued at $100,000 and recorded as
stock-based compensation and common stock subscribed. During the nine
month period ended December 31, 2007, the Company accrued interest of
$4,521. At December 31, 2007, the loan remains unpaid and the
2,000,000 shares have not been issued. Refer to Note 7(a).
(c) On May 22, 2006, the Company entered into an unsecured investment
agreement with an investor and received $25,000 as a loan repayable on
July 22, 2006. Pursuant to the agreement, the Company will pay
interest of 15% per annum and issue the investor 35,000 restricted
shares of the Company's common stock and a warrant to purchase 35,000
restricted shares of the Company's common stock at a price of $0.30
per share until May 22, 2008. During the nine month period ended
December 31, 2007, the Company accrued interest of $2,825 and no
warrants were exercised. The loan was not repaid on July 22, 2006 and
remains outstanding. Refer to Note 7(b).
(d) On March 6, 2006, the Company entered into three unsecured investment
agreements with investors to receive loans totalling $75,000,
repayable on May 6, 2006. Pursuant to the agreements, the Company will
pay interest of $15,000 and issue the investors 180,000 shares of the
Company's common stock and warrants to purchase 180,000 restricted
shares of the Company's common stock at a price of $0.30 per share
until May 6, 2007. At December 31, 2007, the Company accrued interest
of $15,000 and no warrants were exercised. The loans were not repaid
on May 6, 2006, and remain outstanding. Under the terms of the notes,
additional interest of $2,500 is charged for each 30 day period or
fraction of 30 day period where the repayment of the principal amounts
are past due. At December 31, 2007, the Company had accrued additional
interest penalties of $50,000 based on non-payment of the principal
portions of the notes payable. Refer to Note 7(c).
6. Convertible Notes Payable
On November 16, 2005, the Company entered into an Exchange Agreement with
the holder of all of the Company's outstanding notes payable (the
"Creditor"). Under the terms of the agreement, the Creditor agreed to
return for cancellation the 64,950 shares of common stock previously
received on settlement of promissory notes in exchange for three new
convertible notes in the aggregate principal amount of $292,275. The notes
matured on December 17, 2005 ($100,000), January 15, 2006 ($100,000) and
March 15, 2006 ($92,275). The Creditor also agreed to cancel the prior
outstanding promissory notes totalling $85,780 in exchange for a new
convertible note for $85,780 that matured on June 15, 2006. The Company
also issued a new convertible note for cash proceeds of $35,000 that
matures on August 15, 2006. All notes bear interest at 5.5% per annum. The
principal
F-14
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
6. Convertible Notes Payable (cont'd)
and accrued interest on the promissory notes may be converted into shares
of the Company's common stock at the Conversion Price at the option of the
holder. The Conversion Price is 90% of average closing bid price of the
Company's common stock for the 30 trading days preceding the conversion.
During the year ended March 31, 2006, the creditor agreed to waive interest
on all outstanding notes.
In accordance with EITF 98-5 "Accounting for Convertible Securities with
Beneficial Conversion Features or Contingently Adjustable Conversion
Ratios", the Company recognized the value of the embedded beneficial
conversion feature of $45,895 as additional paid-in capital as the debt was
issued with an intrinsic value conversion feature. At March 31, 2006, the
Company recognized $40,503 as interest expense which increased the carrying
value of the promissory notes to $121,883. The Company recognized $5,392 as
interest expense during the fiscal year ending March 31, 2007 and repaid
$10,000 of principal payments, decreasing the carrying value of the
promissory notes to the face value of $117,275. During the nine months
ended December 31, 2007, interest of $12,972 (2006 - $12,962) was treated
as imputed at 5.5% per annum.
On January 26, 2006, the Company entered into a Note Conversion Agreement
("the Agreement") with the holder of the convertible promissory notes (the
"Creditor"). Under the terms of the agreement, the Creditor agreed to
convert the promissory note with a principal of $100,000 and a maturity
date of December 17, 2005 into 1,000,000 shares of common stock. The
Creditor will dispose of the shares in the market up to a maximum of 50,000
shares per week and, prior to March 31, 2006, at no less than $0.40 per
share without the consent of the Company. All proceeds received by the
Creditor to March 31, 2006 will reduce the amounts owed by the Company
under the promissory notes. Any shares remaining at March 31, 2006 can be
returned to the Company or retained by the Creditor. If shares are returned
to the Company, a new promissory note will be issued for the balance of
principal remaining after any reduction applied for proceeds from the sale
of common stock. If shares are retained by the Creditor, the shares will be
valued at 90% of the average closing price of the Company's common stock
for the 30 trading days preceding March 31, 2006 (the "Calculated Value").
The Calculated Value will then be applied against amounts owing under any
of the notes unpaid at March 31, 2006. If the Calculated Value of the
shares exceeds $100,000 plus the aggregate amounts payable under the
remaining unpaid notes (the "Remaining Value"), then the Creditor will
return to the Company that number of shares determined by dividing the
Remaining Value by the average closing price of the Company's common stock
for the 30 trading days preceding March 31, 2006. During the period nine
month ended December 31, 2007, the Agreement was amended to extend the
deadline to March 31, 2008.
F-15
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
6. Convertible Notes Payable (cont'd)
On April 7, 2006, the Company entered into a Note Conversion Agreement
("the Agreement") with the holder of the convertible promissory notes (the
"Creditor"). Under the terms of the agreement, the Creditor agreed to
convert the promissory note with a principal of $100,000 and a maturity
date of January 15, 2006 and a note in the principal amount of $85,780 with
a maturity date of June 15, 2006 into 1,280,000 shares of common stock. The
shares were issued to eight individuals including 300,000 shares to the
President of the Company in consideration for services provided to the
Company. The fair value of the common stock issued exceeded the value of
the promissory notes by $710,220. This amount has been recognized as the
cost of the past services provided.
In consideration for the transfer of the shares described above, the
Company agreed to issue a promissory note in the amount of $185,780. In
accordance with EITF 98-5 "Accounting for Convertible Securities with
Beneficial Conversion Features or Contingently Adjustable Conversion
Ratios", the Company recognized the value of the embedded beneficial
conversion feature of $20,642 as additional paid-in capital as the debt was
issued with an intrinsic value conversion feature. The Company recognized
$20,642 as interest expense during the year ended March 31, 2007,
increasing the carrying value of the promissory notes to the face value of
$185,780.
7. Common Stock
(a) On November 17, 2006, pursuant to an investment agreement (refer to
Note 5(b)) the Company agreed to issue 2,000,000 shares of the
Company's common stock with a fair value of $100,000. During the
period ended March 31, 2007, the total fair value of $100,000 was
charged to interest expense with a corresponding credit of $100,000 to
common stock subscribed.
(b) On May 22, 2006, pursuant to an investment agreement (refer to Note
5(c)) the Company agreed to issue 35,000 shares of the Company's
common stock with a fair value of $14,000 and warrants to purchase
35,000 shares at $0.30 per share with a fair value of $6,775 pursuant
to an investment agreement. During the period ended March 31, 2007,
the total fair value of $20,775 was charged to interest expense with a
corresponding credit of $6,775 to additional paid in capital and
$14,000 to common stock subscribed.
F-16
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
7. Common Stock (continued)
(c) On March 6, 2006, the Company agreed to issue 180,000 shares of the
Company's common stock with a fair value of $90,000 and warrants to
purchase 180,000 shares at $0.30 per share with a fair value of
$63,294 pursuant to three investment agreements. During the year ended
March 31, 2006, the total fair value of $153,294 was charged to
interest expense with a corresponding credit of $63,294 to additional
paid-in capital and $90,000 to common stock subscribed. During the
year ended March 31, 2007, a shareholder transferred the 180,000
shares of the Company's common stock on behalf of the Company in
consideration for a convertible note. Refer to Note 5(d).
The following table summarizes the continuity of the Company's warrants:
Weighted
Number of Average
split-adjusted Exercise price
shares $
-------------- ---------------
Balance, March 31, 2007 285,000 0.32
Expired (180,000) 0.30
-------- ------
Balance, December 31, 2007 105,000 0.37
======== ======
At December 31, 2007, the following share purchase warrants were
outstanding:
Number of Shares Exercise Price Expiry Date
---------------- -------------- -----------
35,000 $0.50 January 8, 2008
35,000 $0.30 April 10, 2008
35,000 $0.30 May 22, 2008
8. Commitments and Contingencies
(a) On April 4, 2006, the Company entered into a Standby Equity
Distribution Agreement with a venture capital company (the
"Purchaser"). Under the terms of the Agreement, the Purchaser will
purchase up to $5,000,000 of the Company's common stock over a period
of 24 months at 95% of the Market Price subsequent to effective
registration of the Company's common stock. The Market Price is the
lowest daily closing bid price of the Company's common stock for a
minimum of five trading days between advances. The amount of the
advances will be at the discretion of the Company up to $100,000 per
advance, with a minimum of five trading days between advances. Upon
closing of the transaction, the Company will issue $200,000 worth of
common stock or cash, issue a warrant to purchase 350,000 shares of
common stock at an exercise price of $0.01 per share for a period of
five years, and a warrant to purchase 1,500,000 shares of common stock
at an exercise price of $0.25 per share for a period of five years. At
December 31, 2007, no shares or warrants had been issued.
F-17
Quantum MRI, Inc.
(A Development Stage Company)
Notes to the Consolidated Financial Statements
December 31, 2007
(Expressed in US dollars)
(Unaudited)
8. Commitments and Contingencies (cont'd)
(b) On March 1, 2006, the Company entered into an employment agreement
with the Company's Vice-President of Finance. Under the terms of the
employment agreement, the Company must pay $4,000 per month for an
initial term of eight months, and grant options to acquire 300,000
shares of common stock. During the nine month period ended December
31, 2007, $36,000 was charged to operations. At December 31, 2007, the
Company had not granted any options.
(c) On November 1, 2005, the Company entered into an employment agreement
with the Company's Chief Executive Officer. Under the terms of the
employment agreement, the Company must pay $120,000 per annum for the
period from April 1, 2006 to March 31, 2008. This employment agreement
extends the terms of the previous employment agreement, which expires
on March 31, 2008. During the nine month period ended December 31,
2007, $90,000 was charged to operations.
(d) In September 2003, a claim was asserted against the Company, its
subsidiary and President alleging that the Company and/or its
President are liable to for a loan in the amount of approximately
$250,000, and that there was a failure to deliver approximately 53,333
split-adjusted shares of the Company's common stock which were to be
held as security for the loan. The Company intends to vigorously
defend itself in this matter and management feels it has meritorious
defenses. This action is in a very preliminary stage and it is not
possible to determine the probable outcome. The accompanying financial
statements do not include any provision for possible loss.
F-18
ITEM 2. MANAGEMENTS DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND
PLAN OF OPERATION
The Company has been inactive since 2005. As of February 19, 2008 the
Company did not have any full time employees. The Company's officers devote
only a minimal amount of time to the Company business.
There has been virtually no trading activity in the Company's common
stock. An investment in the Company's securities should only be considered
by persons who can afford a complete loss of their investment.
The Company has been inactive since 2005. As of December 31, 2007, the
Company had assets of $163, liabilities of $2,175,290, a working capital
deficit of $(2,175,127) and an accumulated deficit of $(7,870,566).
During the twelve months ended March 31, 2007 and the nine months ended
December 31, 2007 the Company did not have any revenues. For the nine months
ended December 31, 2007, the Company incurred a net loss from operations of
$296,769, comprised of management fees of $126,000, consulting fees of
$31,951, professional fees of $52,710, donated rent of $21,881, and general
and administrative costs of $64,227.
The Company's auditors have issued a going concern opinion for the year
ended March 31, 2007. This means that there is substantial doubt that the
Company can continue as an ongoing business for the next twelve months. The
financial statements do not contain any adjustments that might result from
the uncertainty about the Company's ability to continue its business. As
such, the Company may have to cease operations and you could lose your
investment.
The Company's common stock currently trades on the OTC Bulletin Board.
The rules applicable to securities traded on the OTC Bulletin Board provide
that if an issuer is delinquent in filing its 10-KSB or 10-QSB reports on
three occasions in any twenty-four month period the issuer's securities will
be delisted from the OTC Bulletin Board and will not be eligible for
relisting until the issuer has timely filed all of its required annual and
quarterly reports for twelve months. The Company was delinquent in filing
this 10-KSB report in July 2007. If the Company is delinquent in filing any
two 1934 reports prior to August 20, 2008, the Company's securities will be
delisted from the OTC Bulletin Board.
The Company does not have any bank lines of credit, or any other
traditional financing arrangements. The Company will attempt to obtain the
capital it may require through the private sale of its common stock or from
borrowings from private lenders. There can be no assurance that the Company
will be successful in obtaining the capital which it may need. An investment
in the Company's securities should only be considered by persons who can
afford a complete loss of their investment.
ITEM 3. CONTROLS AND PROCEDURES
As of the end of the period covered by this report, the Company carried out
an evaluation, under the supervision and with the participation of members of
its management, including its Chief Executive Officer and Chief Financial
1
Officer, of the effectiveness of the design and operation of the Company's
disclosure controls and procedures pursuant to Rule 13a-15(b) of the U.S.
Securities Exchange Act of 1934 (the "Exchange Act"). Based on this evaluation,
the Company's Chief Executive Officer and Chief Financial Officer concluded
that, as of December 31, 2007, the Company's disclosure controls and procedures,
related to internal control over financial reporting and the recording of
certain equity transactions, were not effective in light of the material
weaknesses described below.
The Company was advised by Manning Elliott LLP, its independent
auditors, that during their review of the Company's financial statements for
the fiscal period ended December 31, 2007, they identified "material
weaknesses" in the Company's internal controls as defined in Statement on
Auditing Standards No. 112, "Communicating Internal Control Related Matters
Identified in an Audit" ("SAS 112"). The material weaknesses are described
below:
Inadequate controls over equity transactions. The Company does not have
adequate review and supervision controls or sufficient supporting
documentation of certain equity-related transactions to ensure that equity
transactions are properly valued and recorded on a timely basis. As a result,
adjustments in the equity accounts and financial statements could occur. If
the Company is not, or is not in future periods, successful in identifying
these adjustments, its quarterly or annual financial statements could be
materially misstated, which could require a restatement.
Inadequate entity level controls. The Company does not have effective
entity level controls. These weaknesses include:
(i) weaknesses in the risk assessment controls, including the lack of
adequate mechanisms for anticipating and identifying financial
reporting risks; and for reacting to changes in the operating
environment that could have a potential effect on financial reporting;
(ii) weaknesses in monitoring controls, including the lack of adequate
staffing and procedures to conduct periodic evaluations of internal
controls to ensure that appropriate personnel regularly obtain
evidence that controls are functioning effectively and that identified
control deficiencies are timely remedied.
If the Company is not, or is not in future periods, successful in
identifying these control weaknesses, its quarterly or annual financial
statements could be materially misstated, which could require a restatement.
The Company's disclosure controls and procedures are designed to ensure
that the information required to be disclosed in its reports filed under the
Exchange Act is recorded, processed, summarized and reported within the time
periods specified in the U.S. Securities and Exchange Commission's (the
"SEC") rules and forms, and to reasonably assure that such information is
accumulated and communicated to the Company's management, including its Chief
Executive Officer and Chief Financial Officer, as appropriate, to allow
timely decisions regarding required disclosure. A control system, no matter
how well conceived and operated, can provide only reasonable, not absolute,
2
assurance that the objectives of the control system are met under all
potential conditions, regardless of how remote, and may not prevent or detect
all error and all fraud. Because of the inherent limitations in all control
systems, no evaluation of controls can provide absolute assurance that all
control issues and instances of fraud, if any, within the company have been
prevented or detected.
The Company continues to improve and refine its internal controls as an
ongoing process. Other than as summarized above, there have been no changes
in the Company's internal controls over financial reporting or other factors
that have materially affected, or are reasonably likely to materially affect,
its internal controls.
The certifications of the Company's principal executive officer and
principal financial officer required in accordance with Section 302 of the
Sarbanes-Oxley Act of 2002 are attached as exhibits to this Quarterly Report
on Form 10-QSB. The disclosures set forth in this Item 3 contain information
concerning (i) the evaluation of the Company's disclosure controls and
procedures, and changes in internal control over financial reporting,
referred to in paragraph 4 of the certifications, and (ii) material
weaknesses in the design or operation of the Company's internal control over
financial reporting, referred to in paragraph 5 of the certifications. Those
certifications should be read in conjunction with this Item 3 for a more
complete understanding of the matters covered by the certification.
PART II
OTHER INFORMATION
ITEM 2. UNREGISTERED SALE OF EQUITY SECURITIES AND USE OF PROCEEDS
Note 7 to the financial statements included as part of this report lists the
shares of the Company's common stock which were issued during the nine-months
ended December 31, 2007.
The Company relied upon the exemption provided by Section 4(2) of the
Securities Act of 1933 in connection with the issuance of the shares referred
to in Note 7.
Item 6. xhibits
(a) Exhibits
Number Exhibit
31 Rule 13a-14(a) Certifications
32 Section 1350 Certifications
3
SIGNATURES
In accordance with Section 13 or 15(d) of the Exchange Act, the registrant
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized on February 19, 2008.
QUANTUM MRI, INC.
By: /s/ Kelly Fielder
--------------------------------
Kelly Fielder, President and Principal
Financial and Accounting Officer
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