Regal Rock, Inc - Recent Material Event
REGAL LIFE CONCEPTS, INC.
(FORMERLY REGAL ROCK, INC.)
(A DEVELOPMENT STAGE COMPANY)
FINANCIAL STATEMENTS
MAY 31, 2008
REGAL LIFE CONCEPTS, INC.
(FORMERLY REGAL ROCK, INC.)
(A DEVELOPMENT STAGE COMPANY)
BALANCE SHEETS
(UNAUDITED)
May 31, 2008 February 28, 2008
ASSETS
CURRENT
Cash $94,708 $64,141
Prepaid expenses 884 3,258
95,592 67,399
EQUIPMENT, net 3,365 3,408
$98,957 $70,807
LIABILITIES AND STOCKHOLDERS' EQUITY
CURRENT
Accounts payable and accrued
liabilities $8,797 $23,989
Due to related party 24,500 24,500
33,297 48,489
STOCKHOLDERS' EQUITY
Common stock (Note 2)
Authorized:
100,000,000 common shares, par
value $0.001 per share
Issued and outstanding:
41,783,333 common shares
(February 28, 2008 - 41,283,333) 41,783 41,283
Additional paid-in capital 183,317 107,317
Deficit accumulated during the
development stage (159,440) (126,282)
65,660 22,318
$98,957 $70,807
SUBSEQUENT EVENT (NOTE 3)
The accompanying notes are an integral part of these financial statements.
REGAL LIFE CONCEPTS, INC.
(FORMERLY REGAL ROCK, INC.)
(A DEVELOPMENT STAGE COMPANY)
STATEMENTS OF OPERATIONS
(UNAUDITED)
Cumulative
From
Three Months Three Months (Date of
Ended Ended Inception) to
May 31, 2008 May 31, 2007 May 31, 2008
EXPENSES
Amortization $43 $43 $324
43 43 547
Bank charges and interest
Filing and transfer agent
fees - - 25,943
Management fees 1,500 1,500 15,500
Office 1,644 - 2,115
Professional fees 13,076 - 77,049
Rental expenses 2,375 - 4,750
Travel and promotion 14,935 - 33,212
NET LOSS $(33,158) $(1,596) $(159,440)
NET LOSS PER SHARE-
BASIC AND DILUTED $(0.00) $(0.00)
WEIGHTED AVERAGE NUMBER
OF COMMON SHARES OUTSTANDING-
BASIC AND DILUTED 41,315,942 41,150,000
The accompanying notes are an integral part of these financial statements.
(FORMERLY REGAL ROCK, INC.)
(A DEVELOPMENT STAGE COMPANY)
STATEMENTS OF CASH FLOWS
(UNAUDITED)
Cumulative
From
Three Months Three Months (Date of
Ended Ended Inception) to
May 31, 2008 May 31, 2007 May 31, 2008
CASH FLOWS FROM OPERATING
ACTIVITIES
Net loss $(33,158) $(1,596) $(159,440)
Non-cash items:
Amortization 43 43 324
Donated capital 1,500 1,500 15,500
Changes in non-cash
operating working
capital items:
Prepaid expenses 2,374 - (884)
Accounts payable and
accrued liabilities (15,192) (3,500) 8,797
NET CASH USED IN OPERATING
ACTIVITIES (44,433) (3,553) (135,703)
CASH FLOWS FROM INVESTING
ACTIVITIES
Acquisition of equipment - - (3,689)
NET CASH USED IN INVESTING
ACTIVITIES - - (3,689)
CASH FLOWS FROM FINANCING
ACTIVITIES
Due to related party - 2,000 24,500
Issuance of common shares 75,000 - 209,600
NET CASH PROVIDED BY
FINANCING ACTIVITIES 75,000 2,000 234,100
INCREASE (DECREASE) IN CASH 30,567 (1,553) 94,708
CASH, BEGINNING 64,141 3,571 -
CASH, ENDING $94,708 $2,018 $94,708
SUPPLEMENTAL CASH FLOW
INFORMATION:
CASH PAID FOR:
Interest $- $- $-
Income taxes $- $- $-
The accompanying notes are an integral part of these financial statements.
REGAL LIFE CONCEPTS, INC.
(FORMERLY REGAL ROCK, INC.)
(A DEVELOPMENT STAGE COMPANY)
NOTES TO FINANCIAL STATEMENTS
MAY 31, 2008
(UNAUDITED)
NOTE 1 - BASIS OF PRESENTATION
Unaudited Interim Financial Statements
The accompanying unaudited interim financial statements have been prepared in
accordance with generally accepted accounting principles for interim financial
information and in accordance with the rules and regulations of the Securities
and Exchange Commoission. They may not include all information and footnotes
required by generally accepted accounting principles for complete financial
statements. However, except as disclosed herein, there has been no material
changes in the information disclosed in the notes to the financial statements
for the year ended February 29, 2008, included in the Company's Form 10-KSB
filed with the Securities and Exchange Commission. The unaudited interim
financial statements should be read in conjunction with those financial
statements included in the Form 10-KSB. In the opinion of Management, all
adjustments considered necessary for a fair presentation, consisting solely of
normal recurring adjustments, have been made. Operating results for the three
months ended May 31, 2008 are not necessarily indicative of the results that
may be expected for the year ending February 28, 2009.
NOTE 2 - COMMON STOCK
During the three months ended May 31, 2008, the Company issued 500,000 common
shares for total proceeds of $75,000, which raised the total number of common
shares issued and outstanding to 41,783,333.
As at May 31, 2008, there were 1,166,665 warrants outstanding at an exercise
price of $1.00 per warrant.
NOTE 3 - SUBSEQUENT EVENT
On May 28, 2008, the Company announced that it is negotiating a standstill
agreement with Amaravati Co. Ltd. ("Amaravati"), whereby Amaravati has granted
the company a period of exclusivity during which it can complete its due
diligence and structure an agreement to acquire Amaravati's principal asset, a
50-room resort located in Chiang Mai, Thailand. As of July 9, 2008, the
agreement is still in process and the transaction has not been competed.
FORWARD-LOOKING STATEMENTS
This Form 10-QSB includes "forward-looking statements" within the meaning of
the "safe-harbor" provisions of the Private Securities Litigation Reform Act of
1995. Such statements are based on management's current expectations and are
subject to a number of factors and uncertainties that could cause actual
results to differ materially from those described in the forward-looking
statements.
All statements other than historical facts included in this Form, including
without limitation, statements under "Plan of Operation", regarding our
financial position, business strategy, and plans and objectives of management
for the future operations, are forward-looking statements.
Although we believe that the expectations reflected in such forward-looking
statements are reasonable, it can give no assurance that such expectations will
prove to have been correct. Important factors that could cause actual results
to differ materially from our expectations include, but are not limited to,
market conditions, competition and the ability to successfully complete
financing.
ITEM 2. PLAN OF OPERATION
We will rely upon the stability of the North American retail sales market for
the success of our business plan. Future downturns in new residential
construction and home improvement activity may result in intense price
competition among building materials suppliers, which may adversely affect our
intended business.
Our products are used principally in new residential construction and in home
improvement, remodelling and repair work. The residential building materials
distribution industry is characterized by its substantial size, its highly
fragmented ownership structure and an increasingly competitive environment. The
industry can be broken into two categories: (i) new construction and (ii) home
repair and remodelling. We sell to customers in both categories.
Residential construction activity for both new construction and repair and
remodelling is closely linked to a variety of factors affected by general
economic conditions, including employment levels, job and household formation,
interest rates, housing prices, tax policy, availability of mortgage financing,
prices of commodity wood products, regional demographics and consumer
confidence.
The residential building materials distribution industry has undergone
significant changes over the last three decades. Prior to the 1970s,
residential building products were distributed almost exclusively by local
dealers, such as lumberyards and hardware stores. These channels served both
the retail consumer and the professional builder. These dealers generally
purchased their products from wholesale distributors and sold building products
directly to homeowners, contractors and homebuilders. In the late 1970s and
1980s, substantial changes began to occur in the retail distribution of
building products. The introduction of the mass retail, big box format by The
Home Depot began to alter this distribution channel, particularly in
metropolitan markets. They began to alter this distribution channel by selling
a broad range of competitively priced building materials to the homeowner and
small home improvement contractor.
Our plan of operation for the twelve months following the date of this
report is to enter into distribution agreements with flooring distributors and
retail stores, providing for the sale of our bamboo flooring.
We intend to develop our retail network by initially focusing our marketing
efforts on larger chain stores that sell various types of flooring, such as
Home Depot. These businesses sell more flooring, have a greater budget for
in-stock inventory and tend to purchase a more diverse assortment of flooring.
In 2008, we
anticipate expanding our retail network to include small to medium size retail
businesses whose businesses focus is limited to the sale of flooring. Any
relationship we arrange with retailers for the wholesale distribution of our
flooring will be non-exclusive. Accordingly, we will compete with other
flooring vendors for positioning of our products in retail space.
Even if we are able to receive an order commitment, some larger chains will
only pay cash on delivery and will not advance deposits against orders. Such
a policy may place a financial burden on us and, as a result, we may not be
able to deliver the order. Other retailers may only pay us 30 or 60 days after
delivery, creating an additional financial burden.
We intend to retain one full-time sales person in the next six months, as well
as an additional full-time sales person in the six months thereafter. These
individuals will be independent contractors compensated solely in the form of
commission based upon bamboo flooring sales they arrange. We expect to pay each
sales person 12% to 15% of the net profit we realize from such sales.
We therefore expect to incur the following costs in the next 12 months in
connection with our business operations:
Marketing costs: $20,000
General administrative costs: $10,000
Total: $30,000
In addition, we anticipate spending an additional $10,000 on administrative
fees. Total expenditures over the next 12 months are therefore expected to be
$40,000.
Meantime, we continue to review other potential acquisitions of and sales and
distribution arrangements with companies involved in the wholesale and
manufacturing sectors. We are currently in the process of completing due
diligence investigations on a Thailand based spa resort facility as well as
various opportunities in the real estate and healthcare sectors.
The Company previously announced that we are proceeding with the sale of up to
$750,000 in the private placement of its pre-split securities at $0.75 per
Unit. Each Unit to consist of one pre-split share of the Company's common stock
and one pre-split common share purchase warrant (a "Warrant"). Each Warrant is
exercisable into one pre-split share of Common Stock at an exercise price of
US$1.00 per Warrant Share, for a period of two years. The private placement is
intended to finance potential acquisition and working capital requirements,
including administrative expenses and costs incurred in connection with our
review of potential projects. Although upon the completion of the private
placement financing, we will have sufficient funds for any immediate working
capital needs, additional funding may still be required in the form of equity
financing from the sale of our common stock. However, we do not have any
arrangements in place for any future equity financing.
If we are unable to raise the required financing, we will be delayed in
conducting our business plan.
Our ability to generate sufficient cash to support our operations will be based
upon our sales staff's ability to generate bamboo flooring sales. We expect to
accomplish this by securing a significant number of agreements with large and
small retailers and by retaining suitable salespersons with experience in the
retail sales sector.
RESULTS OF OPERATIONS FOR PERIOD ENDING MAY 31, 2008
We did not earn any revenues in the three-month period ended May 31, 2008.
During the same period, we incurred operating expenses of $33,158 consisting of
professional fees of $13,076, travel and promotional expenses of $14,395,
management fees of $1,500, office charges of $4,019, amortization charges of
$43 and bank charges of $125.
At May 31, 2008, we had assets of $98,957 consisting of $94,708 in cash,
prepaid expenses of $884 and a computer recorded at $3,365. We had liabilities
as of May 31, 2008 of $33,297 consisting of accounts payable and accrued
liabilities of $8,797 and a loan from a director for $24,500.
We have not attained profitable operations and are dependent upon obtaining
financing to pursue exploration activities. For these reasons our auditors
believe that there is substantial doubt that we will be able to continue as a
going concern.
ITEM 3 CONTROLS AND PROCEDURES
EVALUATION OF DISCLOSURE CONTROLS
We evaluated the effectiveness of our disclosure controls and procedures as of
May 31, 2008. This evaluation was conducted by Eric Wildstein, our chief
executive officer and Wu Chih Chun, our principal accounting officer.
Disclosure controls are controls and other procedures that are designed to
ensure that information that we are required to disclose in the reports we file
pursuant to the Securities Exchange Act of 1934 is recorded, processed,
summarized and reported.
LIMITATIONS ON THE EFFECTIVE OF CONTROLS
Our management does not expect that our disclosure controls or our internal
controls over financial reporting will prevent all error and fraud. A control
system, no matter how well conceived and operated, can provide only reasonable,
but no absolute, assurance that the objectives of a control system are met.
Further, any control system reflects limitations on resources, and the benefits
of a control system must be considered relative to its costs. These limitations
also include the realities that judgments in decision-making can be faulty and
that breakdowns can occur because of simple error or mistake. Additionally,
controls can be circumvented by the individual acts of some persons, by
collusion of two or more people or by management override of a control. A
design of a control system is also based upon certain assumptions about
potential future conditions; over time, controls may become inadequate because
of changes in conditions, or the degree of compliance with the policies or
procedures may deteriorate. Because of the inherent limitations in a cost-
effective control system, misstatements due to error or fraud may occur and may
not be detected.
CONCLUSIONS
Based upon their evaluation of our controls, Eric Wildstein, our chief
executive officer and Wu Chih Chun, our principal accounting officer, have
concluded that, subject to the limitations noted above, the disclosure controls
are effective providing reasonable assurance that material information relating
to us is made known to management on a timely basis during the period when our
reports are being prepared. There were no changes in our internal controls
that occurred during the quarter covered by this report that have materially
affected, or are reasonably likely to materially affect our internal controls.
PART II- OTHER INFORMATION
ITEM 1. LEGAL PROCEEDINGS
The Company is not a party to any pending legal proceeding. Management is not
aware of any threatened litigation, claims or assessments.
ITEM 2. CHANGES IN SECURITIES
None.
ITEM 3. DEFAULTS UPON SENIOR SECURITIES
None.
ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
None.
ITEM 5. OTHER INFORMATION
None.
ITEM 6. EXHIBITS AND REPORT ON FORM 8-K
31.1 Certification pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2 Certification pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.1 Certification pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2 Certification pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Current Reports on Form 8-K
None.
SIGNATURES
In accordance with the requirements of the Exchange Act, the registrant caused
this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
July 14, 2008
Regal Life Concepts, Inc.
/s/ Eric Wildstein
------------------------------
Eric Wildstein, President
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