Item 9.01 FINANCIAL STATEMENTS AND
EXHIBITS
|
Exhibit
Number
|
Name
and/or Identification of Exhibit
|
|
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10.1
|
Securities
Exchange Agreement
|
|
|
10.2
|
Certificate
of Designation of Preferences, Rights, and Limitations of Series A
Convertible Preferred Stock
|
|
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10.3
|
Securities
Purchase Agreement
|
|
|
10.4
|
Registration
Rights Agreement
|
|
|
10.5
|
Form
of Warrant
|
|
|
10.6
|
Third
Amendment to Amendment to Debentures and Warrants, Agreement and
Waiver
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Company has duly
caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
ECOTALITY,
INC.
(Company)
|
Signature
|
Title
|
Date
|
||
|
/s/
Jonathan R. Read
|
President
and CEO
|
Nov
3, 2009
|
||
|
Jonathan
R. Read
|
||||
|
/s/
Barry S. Baer
|
Chief
Financial Officer
|
Nov
3, 2009
|
||
|
Barry
S. Baer
|