Item 7.01 Regulation FD Disclosure. ------------------------------------ On December 4, 2006, Refco Inc. ("Refco") and certain of its subsidiaries and affiliates, debtors and debtors-in-possession (collectively, the "Debtors") filed the Modified Joint Chapter 11 Plan of Refco Inc. and Certain of Its Direct and Indirect Subsidiaries (as may be amended, supplemented or otherwise modified, the "Modified Plan"). Marc S. Kirschner, the chapter 11 trustee of the Estate of Refco Capital Markets, Ltd., the Official Committee of Unsecured Creditors of Refco Inc., et al., and the Additional Committee of Unsecured Creditors of Refco Inc., et al., are co-proponents of the Modified Plan. A hearing to consider confirmation of the Modified Plan is scheduled to be held before the Honorable Robert D. Drain in the United States Bankruptcy Court for the Southern District of New York on December 15, 2006. The Modified Plan is attached as Exhibit 99.1 hereto. The Modified Plan is being furnished for informational purposes only and is not deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended. Registration statements or other documents filed with the U.S. Securities and Exchange Commission shall not incorporate the Modified Plan or any other information set forth in this Current Report on Form 8-K by reference, except as otherwise expressly stated in such filing. This Current Report on Form 8-K will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD. Item 9.01 Financial Statements and Exhibits. --------------------------------------------- (c) Exhibit. Exhibit Number Description ------ ----------- Exhibit 99.1 Modified Joint Chapter 11 Plan of Refco Inc. and Certain of Its Direct and Indirect Subsidiaries, dated December 4, 2006 SIGNATURES ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. REFCO INC. Date: December 6, 2006 By:/s/ Jerry Lombardo ------------------------- Jerry Lombardo Chief Financial Officer SIGNATURES ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. REFCO GROUP LTD., LLC Date: December 6, 2006 By:/s/ Jerry Lombardo ------------------------- Jerry Lombardo Authorized Person SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. REFCO FINANCE INC. Date: December 6, 2006 By:/s/ Jerry Lombardo --------------------------- Jerry Lombardo Vice President EXHIBIT INDEX Exhibit Number Description ------ ----------- Exhibit 99.1 Modified Joint Chapter 11 Plan of Refco Inc. and Certain of Its Direct and Indirect Subsidiaries, dated December 4, 2006