ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT
On November 22, 2005, Sagient Research Systems, Inc. (the "Company")
and Global Capital Funding Group, L.P. ("GCFG") entered into Amendment Number 1
(the "Amendment") to that certain Securities Purchase Agreement by and between
the Company and GCFG dated as of December 14, 2001 (the "Securities Purchase
Agreement") in order to amend the terms of the Company's secured promissory note
dated as of December 14, 2001, as amended, in the principal amount of $1,425,000
and issued pursuant to the Securities Purchase Agreement (the "Note"). The only
change to the Securities Purchase Agreement resulting from the Company's entry
into the Amendment was a change in the maturity date under the Note from
December 28, 2005 until November 22, 2006 (the "New Maturity Date").
The Amendment is filed herewith as Exhibit 99.1.
In connection with the Company's entry into the Amendment, the Company
issued a new secured promissory note (the "New Note") to GCFG which amends and
restates the Note. The principal amount of the New Note is $1,070,694.87. The
New Note is payable on the New Maturity Date. With the exception of the New
Maturity Date and the principal amount of the New Note, the terms of the New
Note are identical to the terms of the Note.
The New Note is filed herewith as Exhibit 99.2
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS
(a) Financial Statements of Businesses Acquired.
Not Applicable
(b) Pro Forma Financial Information.
Not Applicable
(c) Exhibits
99.1 Amendment Number 1 to Securities Purchase Agreement dated
November 22, 2005.*
99.2 Convertible Debenture agreement dated November 22, 2005
with Global Capital Funding Group, LP*
99.3(1) Securities Purchase Agreement, dated as of December 17,
2001, by and between the Company and Global Capital Funding
Group, L.P.
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* Filed herewith
(1) Previously filed with the Securities and Exchange Commission
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
SAGIENT RESEARCH SYSTEMS, INC.
Date: November 28, 2005
By: /s/ BRIAN M. OVERSTREET
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Name: Brian M. Overstreet
Title: President and Chief Executive Officer
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EXHIBIT INDEX
EXHIBIT NAME
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99.1 Amendment Number 1 to Securities Purchase Agreement dated
November 22, 2005.*
99.2 Convertible Debenture agreement dated November 22, 2005
with Global Capital Funding Group, LP*
99.3(1) Securities Purchase Agreement, dated as of December 17,
2001, by and between the Company and Global Capital
Funding Group, L.P.
--------------------------------------------------
* Filed herewith
(1) Previously filed with the Securities and Exchange Commission
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