Item 404(a)
of Regulation S-K exists.
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| The Board also appointed Mark A. Swatek, the Company’s chief executive officer, to the added role of president and David B. Stanton was confirmed as chief financial officer, a position he held on an interim basis since April 2009. |
Southwest Water Co - Recent Material EventItem 8.01 Other Events On October 27, 2009 a news release was issued announcing the election of a new chairman of the board and officer appointments. The information contained in the news release is incorporated herein by reference and furnished as Exhibit 99.1. Item 9.01 Financial Statements and Exhibits (c) Exhibits
SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.
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