Item 601(b)(2) of Regulation S-K.
Exhibit F to the Merger Agreement has been omitted from Exhibit 2.1 and is
filed
as Exhibit 99.1 to this Form 8-K. The Company hereby undertakes to furnish
copies of any of the omitted schedules upon request by the Securities and
Exchange Commission.
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SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| vFINANCE, INC. | ||
| |
|
|
| By: | /s/ Leonard J. Sokolow | |
|
Name:
Leonard J. Sokolow
Title:
Chief
Executive Officer
|
||
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EXHIBIT
INDEX
|
Exhibit
No.
|
Description
|
|
|
2.1
|
Agreement
and Plan of Merger dated November 7, 2007 by and among vFinance,
Inc.,
National Holdings Corporation, and vFin Acquisition
Corporation.
|
|
|
99.1
|
Voting
Agreement dated November 7, 2007, by and among National Holdings Corporation,
vFin Acquisition Corporation, Leonard J. Sokolow and Dennis De Marchena.
|
|
|
99.2
|
Press
Release dated November 7, 2007.
|
-7-