Item 2.02 Results of Operations and Financial Condition On November 15, 2006, vFinance, Inc. (the "Company") issued a press release announcing its results of operations for the three and nine months ended September 30, 2006. A copy of the press release is attached as Exhibit 99.1 to this report. This information is not deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 and is not incorporated by reference into any Securities Act registration statements. Item 9.01. Financial Statements and Exhibits. (c) Exhibits. Exhibit No. Title 99.1 Press release issued by vFinance, Inc. on November 15, 2006. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. vFINANCE, INC. By: /s/ Leonard J. Sokolow ---------------------------- Name: Leonard J. Sokolow Title: Chief Executive Officer Date: November 16, 2006 -2- EXHIBIT INDEX Exhibit Description 99.1 Press release dated November 15, 2006. -3-