Recent Material Events - First Albany Cos, Inc (FACT)

Filing Date	Description
2008-09-22	On September 16, 2008, Broadpoint Securities Group, Inc. and its affiliates (the “Company”) agreed to a settlement and resolution (the “Settlement”) with Imperial Capital Group, LLC and its affiliates (“Imperial”) ...
2008-08-07	On August 7, 2008, Broadpoint Securities Group, Inc. (the “Company”) issued a press release announcing the Company’s results for the period ended June 30, 2008. A copy of the press release is furnished with this Form 8-K as Exhibit ...
2008-07-01	On June 30, 2008, the Company issued a press release announcing that it has closed the Preferred Private Placement. See the press release, which is furnished with this Form 8-K as Exhibit 99.1, for more information. ...
2008-06-25	On June 23, 2008, Broadpoint Securities Group, Inc. (the “Company” or “Tenant”) entered into a Seventh Amendment of Lease (the “Amendment”), amending the Agreement of Lease dated March 21,1996, as previously amende ...
2008-06-25	On June 19, 2008, Broadpoint Securities Group, Inc. (the “Company” or “Tenant”) entered into a Sixth Amendment to Sub-Lease Agreement (the “Amendment”), amen ding a Sub-Lease Agreement dated August 12, 2003, as prev ...
2008-06-09	At the Annual Meeting of Shareholders of Broadpoint Securities Group, Inc. (the “Company”) held on June 5, 2008 (the “Annual Meeting”), the shareholders of the Company re-approved the Senior Management Bonus Plan in accordance ...
2008-05-14	On May 14, 2008, Broadpoint Securities Group, Inc. (the “Company”) issued a press release announcing the Company’s results for the period ended March 31, 2008, as well as the Company’s entry into a non-binding commitment l ...
2008-04-16	On April 10, 2008, Broadpoint Securities, Inc., a wholly-owned broker-dealer subsidiary of the Registrant (“Broadpoint Securities”), entered into an Amendment to Fully Disclosed Clearing Agreement (the “Ridge Amendment”) w ...
2008-03-14	In connection with Mr. Turner’s appointment, the Company entered into a letter agreement and a non-compete and non-solicit agreement with him. The letter agreement provides that Mr. Turner will receive a base salary of $250,000 per year for 200 ...
2008-03-06	On March 4, 2008 Broadpoint Securities Group, Inc. (the “Company”) entered into a stock purchase agreement (the “Stock Purchase Agreement”) with MatlinPatterson FA Acquisition LLC, a Delaware limited liability company (“ ...