Property and Casualty Underwriting
Harleysville Group and the Mutual Company together underwrite a broad line of personal and commercial property and casualty coverages, including automobile, homeowners, commercial multi-peril and workers compensation. The Mutual Company and the Companys insurance subsidiaries participate in an intercompany pooling arrangement under which such subsidiaries and the Mutual Company combine their property and casualty business.
Harleysville Group and the Mutual Company have a pooled rating of A- (excellent) which was affirmed by A.M. Best Company, Inc. (Bests) in December 2006. Bests ratings are based upon factors relevant to policyholders and are not directed toward the protection of investors. Management believes that the Bests rating is an important factor in marketing Harleysville Groups products to its agents and customers, and that the current rating is satisfactory in that regard.
The following table sets forth ratios for the Companys property and casualty subsidiaries, prepared in accordance with U.S. generally accepted accounting principles (GAAP) and with statutory accounting practices (SAP) prescribed or permitted by state insurance authorities. The statutory combined ratio is a standard measure of underwriting profitability. This ratio is the sum of (i) the ratio of incurred losses and loss settlement expenses to net earned premium (loss ratio); (ii) the ratio of expenses incurred for commissions, premium taxes, administrative and other underwriting expenses to net written premium (expense ratio); and (iii) the ratio of dividends to policyholders to net earned premium (dividend ratio). The GAAP combined ratio is calculated in the same manner except that it is based on GAAP amounts and the denominator for each component is net earned premium. When the combined ratio is under 100%, underwriting results are generally considered profitable. Conversely, when the combined ratio is over 100%, underwriting results are generally considered unprofitable. The combined ratio does not reflect investment income, federal income taxes or other non-operating income or expense. Harleysville Groups operating income is a function of both underwriting results and investment income.
HARLEYSVILLE GROUP BUSINESS ONLY
Year Ended December 31,
2006
2005
2004
GAAP combined ratio
99.1
%
101.9
%
105.6
%
Statutory operating ratios:
Loss ratio
64.3
%
67.4
%
72.3
%
Expense and dividend ratios
34.3
%
34.8
%
33.6
%
Statutory combined ratio
98.6
%
102.2
%
105.9
%
The following table sets forth the net written premiums and combined ratios by line of insurance, prepared in accordance with statutory accounting practices prescribed or permitted by state insurance authorities, for Harleysville Group for the periods indicated:
HARLEYSVILLE GROUP BUSINESS ONLY
Year Ended December 31,
2006
2005
2004
(dollars in thousands)
Net Premiums Written
Commercial:
Automobile
$
206,316
$
221,680
$
227,105
Workers compensation
97,113
95,877
96,543
Commercial multi-peril
321,270
306,267
287,824
Other commercial
71,189
68,532
66,946
Total commercial
695,888
692,356
678,418
Personal:
Automobile
71,270
78,787
90,947
Homeowners
63,124
59,175
61,108
Other personal
8,535
8,726
9,230
Total personal
142,929
146,688
161,285
Total Harleysville Group Business
$
838,817
$
839,044
$
839,703
Combined Ratios
Commercial:
Automobile
99.3
%
101.1
%
104.4
%
Workers compensation
117.2
%
124.0
%
122.6
%
Commercial multi-peril
98.9
%
101.5
%
105.5
%
Other commercial
86.6
%
98.7
%
95.5
%
Total commercial
100.3
%
104.3
%
106.7
%
Personal:
Automobile
99.3
%
99.2
%
113.9
%
Homeowners
82.6
%
87.6
%
87.5
%
Other personal
69.8
%
72.3
%
87.7
%
Total personal
90.6
%
93.1
%
102.8
%
Total Harleysville Group Business
98.6
%
102.2
%
105.9
%
Pooling Arrangement
The Companys property and casualty subsidiaries participate in an intercompany pooling arrangement with the Mutual Company. The underwriting pool is intended to produce a more uniform and stable underwriting result from year to year for all companies in the pool than they would experience individually and to reduce the risk of loss of any of the pool participants by spreading the risk among all the participants. Each company participating in the pool has at its disposal the capacity of the entire pool, rather than being limited to policy exposures of a size commensurate with its own capital and surplus. The additional capacity exists because such policy exposures are spread among all the pool participants which each have their own capital and surplus. Regulation is applied to the individual companies rather than to the pool.
Pursuant to the terms of the pooling agreement with the Mutual Company, each of the Companys subsidiary participants cedes premiums, losses and expenses on all of its business to the Mutual Company which, in turn, retrocedes to such subsidiaries a specified portion of premiums, losses and expenses of the Mutual Company and such subsidiaries. Under the terms of the intercompany pooling agreement which became effective January 1, 1986, Preferred and HNJ ceded to the Mutual Company all of their insurance business written on or after January 1, 1986. All of the Mutual Companys property and casualty insurance business written or in force on or after January 1, 1986, was also included in the pooled business. The pooling agreement provides, however, that Harleysville Group is not liable
for any losses incurred by the Mutual Company, Preferred and HNJ prior to January 1, 1986. The pooling agreement does not legally discharge Harleysville Group from its primary liability for the full amount of the policies ceded. However, it makes the Mutual Company liable to Harleysville Group to the extent of the business ceded.
The following table sets forth a chronology of the changes that have occurred in the pooling agreement since it became effective on January 1, 1986.
Chronology of Changes in Pooling Agreement
Date
Harleysville
Group
Percentage
Mutual
Company
Percentage
Event
January 1, 1986
30%
70%
Current pooling agreement began with Preferred and HNJ as participants with the Mutual Company.
July 1, 1987
35%
65%
Atlantic acquired and included in the pool.
January 1, 1989
50%
50%
Worcester included in the pool.
January 1, 1991
60%
40%
HIC New York and Mid-America acquired and included in the pool and the Mutual Company formed Pennland (not a pool participant) to write Pennsylvania personal automobile business.
January 1, 1996
65%
35%
Pennland included in the pool.
January 1, 1997
70%
30%
Lake States included in the pool.
January 1, 1998
72%
28%
HIC included in the pool.
When pool participation percentages increased as described above, cash and investments equal to the net increase in liabilities assumed less a ceding commission related to the net increase in the liability for unearned premiums, was transferred from the Mutual Company to Harleysville Group.
All premiums, losses, loss settlement expenses and other underwriting expenses are prorated among the parties to the pooling arrangement on the basis of their participation in the pool. The method of establishing reserves is set forth under Business - Reserves. The pooling agreement may be amended or terminated by agreement of the parties. Termination may occur only at the end of a calendar year. The Boards of Directors of the Company and the Mutual Company maintain a coordinating committee which reviews and evaluates, and when changes are warranted, approves the pooling arrangements between the Company and the Mutual Company. See Business-Relationship with the Mutual Company. In evaluating pool participation changes, the coordinating committee considers current and proposed acquisitions, the relative capital positions and revenue contributions of the pool participants, and growth prospects and ability to access capital markets to support that growth. Harleysville Group does not intend to terminate its participation in the pooling agreement.
The following table sets forth the net premiums written and combined ratios by line of insurance for the total pooled business after elimination of management fees, prepared in accordance with statutory accounting practices prescribed or permitted by state insurance authorities, for the periods indicated.
TOTAL POOLED BUSINESS
Year Ended December 31,
2006
2005
2004
(dollars in thousands)
Net Premiums Written
Commercial:
Automobile
$
286,550
$
308,576
$
316,180
Workers compensation
134,878
133,161
134,088
Commercial multi-peril
446,209
432,788
406,720
Other commercial
98,874
96,782
94,535
Total commercial
966,511
971,307
951,523
Personal:
Automobile
98,986
109,840
126,801
Homeowners
87,672
84,310
87,051
Other personal
11,854
12,119
12,819
Total personal
198,512
206,269
226,671
Total pooled business
$
1,165,023
$
1,177,576
$
1,178,194
Combined Ratios(1)
Commercial:
Automobile
99.5
%
101.0
%
104.2
%
Workers compensation
119.0
%
124.4
%
123.5
%
Commercial multi-peril
99.8
%
99.9
%
104.0
%
Other commercial
78.8
%
97.5
%
94.2
%
Total commercial
100.2
%
103.5
%
106.0
%
Personal:
Automobile
106.9
%
100.9
%
116.8
%
Homeowners
82.8
%
85.3
%
85.9
%
Other personal
69.8
%
72.3
%
87.7
%
Total personal
94.5
%
93.1
%
103.7
%
Total pooled business
99.3
%
101.6
%
105.5
%
(1)
See the definition of combined ratio in Business-Property and Casualty Underwriting.
The combined ratio for the total pooled business differs from Harleysville Groups combined ratio primarily because of the effect of the inclusion of incurred losses occurring prior to 1986 retained by the Mutual Company and, for 2005 and 2004, the effect of the aggregate catastrophe reinsurance agreement with the Mutual Company. See Note 2(a) of the Notes to Consolidated Financial Statements and BusinessReinsurance.
Reserves. Loss reserves are estimates at a given point in time of what the insurer expects to pay to claimants for claims occurring on or before such point in time, including claims which have been incurred but not yet been reported to the insurer. These are estimates, and it can be expected that the ultimate liability will exceed or be less than such estimates. During the loss settlement period, additional facts regarding individual claims may become known, and consequently it often becomes necessary to refine and adjust the estimates of liability.
Harleysville Group maintains reserves for estimates of the ultimate unpaid cost of all losses incurred, including losses for claims which have been incurred but have not yet been reported to Harleysville Group. Loss settlement expense reserves are intended to cover the ultimate costs of settling all claims, including investigation and litigation costs relating to such claims. The amount of loss reserves for reported claims is based primarily upon a case-by-case evaluation of the type of risk involved and knowledge of the circumstances surrounding each claim and the insurance policy provisions relating to the type of loss. The amounts of loss reserves for incurred but unreported claims
and loss settlement expense reserves are determined utilizing historical information by line of insurance as adjusted to current conditions. Inflation is implicitly provided for in the reserving function through analysis of costs, trends and reviews of historical reserving results. Estimates of the liabilities are reviewed and updated on a regular basis using the most recent information on reported claims and a variety of actuarial techniques. With the exception of reserves relating to some workers compensation long-term disability cases, loss reserves are not discounted.
The following table sets forth a reconciliation of beginning and ending net reserves for unpaid losses and loss settlement expenses for the years indicated for the total pooled business on a statutory basis.
TOTAL POOLED BUSINESS
Year Ended December 31,
2006
2005
2004
(in thousands)
Reserves for losses and
loss settlement expenses,
beginning of the year
$
1,761,198
$
1,613,374
$
1,514,548
Incurred losses and loss
settlement expenses:
Provision for insured events
of the current year
773,770
811,778
825,215
Increase (decrease) in provisions
for insured events of prior years
(17,424
)
(19,545
)
24,381
Total incurred losses and
loss settlement expenses
756,346
792,233
849,596
Payments:
Losses and loss settlement expenses
attributable to insured events
of the current year
228,632
254,441
260,417
Losses and loss settlement expenses
attributable to insured events
of prior years
395,159
389,968
490,353
Total payments
623,791
644,409
750,770
Reserves for losses and loss
settlement expenses, end of year
$
1,893,753
$
1,761,198
$
1,613,374
The following table sets forth the development of net reserves for unpaid losses and loss settlement expenses from 1996 through 2006 for the pooled business of the Mutual Company and Harleysville Group on a statutory basis. Reserve for losses and loss settlement expenses sets forth the estimated liability for unpaid losses and loss settlement expenses recorded at the balance sheet date for each of the indicated years. This liability represents the estimated amount of losses and loss settlement expenses for claims arising in the current and all prior years that are unpaid at the balance sheet date, including losses incurred but not reported.
The Reserves reestimated portion of the table shows the reestimated amount of the previously recorded liability based on experience of each succeeding year. The estimate is increased or decreased as payments are made and more information becomes known about the severity of remaining unpaid claims. For example, the 1996 liability has developed a redundancy after ten years, in that reestimated losses and loss settlement expenses are expected to be lower than the initial estimated liability established in 1996 of $1,033.4 million by $36.7 million, or 3.6%.
The Cumulative amount of reserves paid portion of the table shows the cumulative losses and loss settlement expense payments made in succeeding years for losses incurred prior to the balance sheet date. For example, the 1996 column indicates that as of December 31, 2006, payments of $909.3 million of the currently reestimated ultimate liability for losses and loss settlement expenses had been made.
The Redundancy (deficiency) portion of the table shows the cumulative redundancy or deficiency at December 31, 2006 of the reserve estimate shown on the top line of the corresponding column. A redundancy in reserves means that reserves established in prior years exceeded actual losses and loss settlement expenses or were reevaluated at less than the original reserved amount. A deficiency in reserves means that the reserves established in prior years were less than actual losses and loss settlement expenses or were reevaluated at more than the originally reserved amounts.
The following table includes all 2006 pool participants as if they had participated in the pooling arrangement in all years indicated except for acquired pool participant companies, which are included from their date of acquisition. Under the terms of the pooling arrangement, Harleysville Group is not responsible for losses on the pooled business occurring prior to January 1, 1986.
TOTAL POOLED BUSINESS
Year ended December 31,
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
(dollars in thousands)
Reserve for losses
and loss settlement
expenses
$
1,033,3766
$
1,124,910
$
1,172,664
$
1,181,066
$
1,136,848
$
1,147,517
$
1,224,380
$
1,514,548
$
1,613,374
$
1,761,198
$
1,893,753
Reserves reestimated:
One year later
995,656
1,068,687
1,090,640
1,115,747
1,114,404
1,143,701
1,397,821
1,538,929
1,593,829
1,743,774
Two years later
961,228
1,005,208
1,042,183
1,097,544
1,124,881
1,308,498
1,459,056
1,566,305
1,602,547
Three years later
918,006
972,318
1,027,968
1,106,107
1,245,333
1,369,239
1,501,724
1,605,840
Four years later
894,015
961,721
1,028,927
1,182,626
1,290,895
1,413,644
1,557,058
Five years later
887,697
962,861
1,073,694
1,214,740
1,325,808
1,478,729
Six years later
890,713
995,904
1,099,420
1,244,763
1,387,325
Seven years later
912,615
1,018,216
1,126,334
1,302,257
Eight years later
934,640
1,039,515
1,179,344
Nine years later
952,437
1,088,898
Ten years later
996,689
Cumulative amount
of reserves paid:
One year later
328,691
338,377
358,526
391,524
395,561
372,642
437,855
490,353
389,968
395,159
Two years later
523,307
540,522
562,908
609,016
609,777
654,045
759,313
742,476
642,066
Three years later
656,234
674,740
695,315
753,893
801,234
884,746
935,691
921,520
Four years later
741,013
756,502
777,204
864,840
945,886
1,005,199
1,051,788
Five years later
790,902
801,602
838,597
951,286
1,019,943
1,076,672
Six years later
821,164
837,855
892,222
1,001,074
1,066,271
Seven years later
845,843
877,219
926,315
1,035,686
Eight years later
873,007
902,405
952,929
Nine years later
893,244
924,160
Ten years later
909,318
Cumulative redundancy/
(deficiency)
36,687
36,012
(6,680
)
(121,191
)
(250,477
)
(331,212
)
(332,678
)
(91,292
)
10,827
17,424
Cumulative redundancy/
(deficiency) expressed
as a percent of
year-end reserves
3.6%
3.2%
(0.6%
)
(10.3%
)
(22.0%
)
(28.9%
)
(27.2%
)
(6.0%
)
0.7%
1.0%
Cumulative redundancy/
(deficiency) excluding pre-1986 reserve development (1)
78,294
72,708
27,529
(88,514
)
(220,187
)
(301,749
)
(305,396
)
(71,680
)
23,319
24,863
(1)
Excludes years not included in pooling arrangement with Harleysville Group.
Harleysville Groups reserves primarily are derived from those established for the total pooled business. The terms of the pooling agreement provide that Harleysville Group is not liable for any losses incurred by the Mutual Company, Preferred and HNJ prior to January 1, 1986. The GAAP loss reserve experience of Harleysville Group, as reflected in its financial statements, is shown in the following table which sets forth a reconciliation of beginning and ending net reserves for unpaid losses and loss settlement expenses for the years indicated for the business of Harleysville Group only.
HARLEYSVILLE GROUP BUSINESS ONLY
Year Ended December 31,
2006
2005
2004
(in thousands)
Reserves for losses and
loss settlement expenses,
beginning of the year
$
1,237,090
$
1,131,609
$
1,062,660
Incurred losses and loss
settlement expenses:
Provision for insured
events of the current year
557,908
584,929
593,198
Increase (decrease) in
provision for insured
events of prior years
(18,085
)
(17,533
)
12,462
Total incurred losses and
loss settlement expenses
539,823
567,396
605,660
Payments:
Losses and loss settlement
expenses attributable to
insured events of the
current year
165,409
183,645
186,629
Losses and loss settlement
expenses attributable to
insured events of prior years
281,655
278,270
350,082
Total payments
447,064
461,915
536,711
Reserves for losses and loss
settlement expenses, end of the year
$
1,329,849
$
1,237,090
$
1,131,609
See page 9 for reconciliation of net reserves to gross reserves.
Harleysville Group recognized net favorable development in the provision for insured events of prior years of $18,085,000 in 2006, primarily due to lower-than-expected claims severity in accident years 2002 through 2005 for most commercial and personal lines of business, partially offset by greater-than-expected claims severity in the 2001 and prior accident years. The favorable development consisted of $8,096,000 in commercial lines and $9,989,000 in personal lines.
Harleysville Group recognized net favorable development in the provision for insured events of prior years of $17,533,000 in 2005, primarily due to lower-than-expected claims severity in accident years 2004 and 2003, partially offset by greater-than-expected claims severity in commercial lines in 2002 and prior accident years. The favorable development consisted of $3,940,000 in commercial lines and $13,593,000 in personal lines.
Harleysville Group recognized net adverse development in the provision for insured events of prior years of $12,462,000 in 2004, primarily due to greater-than-expected claims severity in commercial lines.
The following table sets forth the development of net reserves for unpaid losses and loss settlement expenses for Harleysville Group. The effect of changes to the pooling agreement participation is reflected in this table. For example, the January 1, 1997 increase in Harleysville Groups pooling participation from 65% to 70% is reflected in the first line of the 1997 column. Amounts of assets equal to increases in net liabilities were transferred to Harleysville Group from the Mutual Company in conjunction with each respective pooling change. The amount of the assets transferred has been netted against and has reduced the cumulative amounts paid for years prior to the pooling changes. For example, the 1996 column of the Cumulative amount of reserves paid portion of the table reflects the assets transferred in conjunction with the 1997 increase in the pooling percentage from 65% to 70% as a decrease netted in the one year later line. The cumulative amounts paid are reflected in this manner to maintain comparability. This is because when Harleysville Group pays claims subsequent to the date of a pool participation increase, the amounts paid
are greater, however, the prior years reserve amounts are reflective of a lower pool participation percentage. By reflecting pooling participation increases in this manner, loss development is not obscured. Loss development reflects Harleysville Groups share of the total pooled business loss development since January 1, 1986 when Harleysville Group began participation, plus loss development of any subsidiary not participating in the pooling agreement.
Loss development information for the total pooled business is presented on pages 6 to 8 to provide greater analysis of underlying claims development.
HARLEYSVILLE GROUP BUSINESS
Year Ended December 31,
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
(dollars in thousands)
Reserve for losses and loss settlement expenses
$
718,700
$
793,563
$
813,519
$
823,914
$
792,584
$
800,861
$
857,182
$
1,062,660
$
1,131,609
$
1,237,090
$
1,329,849
Reserves reestimated:
One year later
688,972
750,956
753,987
774,977
775,234
796,213
976,241
1,075,122
1,114,076
1,219,005
Two years later
662,393
704,157
717,324
761,234
781,117
909,048
1,015,209
1,091,322
1,114,813
Three years later
630,170
678,757
706,491
765,816
862,320
947,660
1,042,276
1,114,275
Four years later
611,179
670,534
705,615
815,380
889,996
975,978
1,076,597
Five years later
606,037
669,789
732,315
833,373
911,482
1,017,319
Six years later
606,642
688,055
745,714
851,335
950,295
Seven years later
616,886
698,996
761,438
887,252
Eight years later
627,620
710,694
794,126
Nine years later
636,796
740,893
Ten years later
663,301
Cumulative amount of reserves paid:
One year later
200,907
228,622
252,972
279,153
282,110
265,422
312,224
350,082
278,270
281,655
Two years later
330,158
371,624
397,685
433,901
434,579
465,001
541,063
529,126
456,921
Three years later
423,337
465,897
491,274
536,547
569,696
628,494
665,513
655,219
Four years later
482,016
523,050
548,696
613,701
671,230
712,677
746,455
Five years later
516,221
553,984
590,172
673,327
722,038
761,490
Six years later
536,473
577,360
626,171
706,659
752,787
Seven years later
551,515
603,092
648,203
728,973
Eight years later
568,463
618,715
664,758
Nine years later
580,524
631,916
Ten years later
589,638
Net cumulative
redundancy/
(deficiency)
55,399
52,670
19,393
(63,338
)
(157,711
)
(216,458
)
(219,415
)
(51,615
)
16,796
18,085
Net cumulative
redundancy/
(deficiency)
expressed as a
percent of year
end reserves
7.7%
6.6%
2.4%
(7.7%
)
(19.9%
)
(27.0%
)
(25.6%
)
(4.9%
)
1.5%
1.5%
Gross reserve
$
796,820
$
868,393
$
893,420
$
901,352
$
864,843
$
879,056
$
928,335
$
1,219,977
$
1,317,735
$
1,480,802
$
1,493,645
Ceded reserve
78,120
74,830
79,901
77,438
72,259
78,195
71,153
157,317
186,126
243,712
163,796
Net reserve
$
718,700
$
793,563
$
813,519
$
823,914
$
792,584
$
800,861
$
857,182
$
1,062,660
$
1,131,609
$
1,237,090
$
1,329,849
Gross cumulative
redundancy/
(deficiency)
$
(16,176
)
$
(29,651
)
$
(60,118
)
$
(163,721
)
$
(282,071
)
$
(336,522
)
$
(340,284
)
$
(100,677
)
$
2,335
$
2,143
Gross re-estimated
$
812,996
$
898,044
$
953,538
$
1,065,073
$
1,146,914
$
1,215,578
$
1,268,619
$
1,320,654
$
1,315,400
$
1,478,659
Ceded re-estimated
149,695
157,151
159,412
177,821
196,619
198,259
192,022
206,379
200,587
259,654
Net re-estimated
$
663,301
$
740,893
$
794,126
$
887,252
$
950,295
$
1,017,319
$
1,076,597
$
1,114,275
$
1,114,813
$
1,219,005
Note:
The amount of cash and investments received equal to the increase in liabilities for unpaid losses and loss settlement expenses was $93,966,000, $28,318,000 and $12,392,000 for the changes in pool participation in 1996, 1997 and 1998, respectively.
Reinsurance. Harleysville Group follows the customary industry practice of reinsuring a portion of its exposures and paying to the reinsurers a portion of the premiums received. Insurance is ceded principally to reduce the net liability on individual risks and to protect against catastrophic losses. Reinsurance does not legally discharge an insurer from its primary liability for the full amount of the policies, although it does make the assuming reinsurer liable to the insurer to the extent of the reinsurance ceded. Therefore, a ceding company is subject to credit risk with respect to its reinsurers. Harleysville Group has not entered into any finite reinsurance agreements.
The reinsurance described below is maintained for the Companys subsidiaries and the Mutual Company and its wholly owned subsidiaries. Reinsurance premiums and recoveries are allocated to participants in the pooling agreement according to pooling percentages.
Reinsurance for property and auto physical damage losses is currently maintained under a per risk excess of loss treaty affording recovery to $8.0 million above a retention of $2.0 million. Harleysville Groups 2006 pooling share of such recovery would be $5.8 million above a retention of $1.4 million. In addition, the Companys subsidiaries and the Mutual Company and its wholly owned subsidiaries are reinsured under a catastrophe reinsurance treaty effective for one year from July 1, 2006 which provides coverage ranging from 20% to 85% of up to $245.0 million in excess of a retention of $40.0 million for any given catastrophe. Harleysville Groups 2006 pooling share of this coverage would range from 20% to 85% of up to $176.4 million in excess of a retention of $28.8 million for any given catastrophe. Accordingly, pursuant to the terms of the treaty, the maximum recovery would be $153.5 million for any catastrophe involving an insured loss equal to or greater than $285.0 million. Harleysville Groups pooling share of this maximum recovery would be $110.5 million for any catastrophe involving an insured loss of $205.2 million or greater. The treaty includes reinstatement provisions providing for coverage for a second catastrophe and requiring payment of an additional premium in the event of a first catastrophe occurring. Most terrorism losses would not be covered by the treaty. Harleysville Group has not purchased funded catastrophe covers. Harleysville Group and Mutual have purchased property per risk excess of loss reinsurance which covers certain terrorism losses and provides for recovery of up to $8.0 million in excess of $2.0 million of terrorism losses for any one risk under certain circumstances. The maximum recovery by Harleysville Group on a terrorism loss occurrence is $7.9 million.
Casualty reinsurance (including liability and workers compensation) is currently maintained under an excess of loss treaty affording recovery to $38.0 million above a retention of $2.0 million for each loss occurrence. Harleysville Groups 2006 pooling share of a recovery would be up to $27.4 million above a retention of $1.4 million. In addition, there is reinsurance to protect Harleysville Group from large workers compensation losses. For umbrella liability coverages, reinsurance protection up to $9.0 million is provided over a retention of $1.0 million. Harleysville Groups 2006 pooling share would provide for recovery of $6.5 million over a retention of $0.7 million. The casualty reinsurance programs provide coverage for a terrorist event with no reinstatement provision.
Effective January 1, 2007, the retention on the casualty excess of loss treaty was increased from $2.0 million to $3.0 million. Effective January 1, 2007, the treaty affords recovery to $37.0 million above the $3.0 million retention. Harleysville Group's pooling share of such recovery would be $26.6 million above a retention of $2.2 million. Additionally, effective January 1, 2007, the Company's subsidiaries and Mutual and its wholly owned subsidiaries retained a 25% co-participation of the first $4.0 million in excess of $1.0 million on their umbrella treaty. The maximum recovery for an umbrella loss under the new treaty is $8.0 million. Harleysville Group's pooling share of this recovery would be $5.8 million.
Harleysville Group had a reinsurance agreement with the Mutual Company whereby the Mutual Company reinsured accumulated catastrophe losses in a quarter up to $14.4 million in excess of $3.6 million in return for a reinsurance premium. The agreement excluded catastrophe losses resulting from earthquakes, hurricanes or terrorism. The agreement was terminated December 31, 2005 and the coverage will not be replaced as it is no longer deemed necessary based on the current catastrophe risk profile.
The terms and charges for reinsurance coverage are typically negotiated annually. The reinsurance market is subject to conditions which are similar to those in the direct property and casualty insurance market, and there can be no assurance that reinsurance will remain available to Harleysville Group to the same extent and at the same cost currently maintained.
Harleysville Group considers numerous factors in choosing reinsurers, the most important of which are the financial stability and credit worthiness of the reinsurer. Harleysville Group has not experienced any material uncollectible reinsurance recoverables.
The Companys subsidiaries and the Mutual Company are servicing carriers in the Write-Your-Own (WYO) program of the United States governments National Flood Insurance Program (NFIP). The WYO program is a cooperative undertaking of the insurance industry and the Federal Emergency Management Agency. As servicing carriers, Harleysville Group and Mutual bear no risk of loss on flood insurance policies. All of the premiums collected on flood insurance policies are ceded to the federal government and, in exchange a servicing fee is received from which agency commission, claim handling fees and other related expenses are paid.
As a writer of personal and commercial automobile policies in the state of Michigan, in compliance with applicable state regulations, Harleysville Group cedes premiums and claims for medical benefits and work loss, above a specified retention amount, to the Michigan Catastrophic Claims Association. For policies effective July 1, 2006 to June 30, 2007, the required retention is $400,000.
Competition. The property and casualty insurance industry is highly competitive on the basis of both price and service. There are numerous companies competing for the categories of business underwritten by Harleysville Group in the geographic areas where Harleysville Group operates, many of which are substantially larger and have considerably greater financial resources than Harleysville Group. In addition, because the insurance products of Harleysville Group and the Mutual Company are marketed exclusively through independent insurance agencies, most of which represent more than one company, Harleysville Group faces competition within each agency.
Marketing. Harleysville Group markets its insurance products through independent agencies and monitors the performance of these agencies relative to many factors including profitability, growth and retention. At December 31, 2006, there were approximately 1,500 agencies.
Investments
An important element of the financial results of Harleysville Group is the return on invested assets. An investment objective of Harleysville Group is to maintain a widely diversified fixed maturities portfolio structured to maximize after-tax investment income while minimizing credit risk through investments in high quality instruments. An objective also is to provide adequate funds to pay claims without forced sales of investments. At December 31, 2006, substantially all of Harleysville Groups fixed maturity investment portfolio was rated investment grade and the investment portfolio did not contain any real estate or mortgage loans. Harleysville Group also invests in equity securities with the objective of capital appreciation.
Harleysville Group has adopted and follows an investment philosophy which precludes the purchase of non-investment grade fixed income securities. However, due to uncertainties in the economic environment, it is possible that the quality of investments held in Harleysville Groups portfolio may change.
The following table shows the composition of Harleysville Groups fixed maturity investment portfolio at amortized cost, excluding short-term investments, by rating as of December 31, 2006:
December 31, 2006
Amount
Percent
(dollars in thousands)
Rating(1)
U.S. Treasury and U.S. agency bonds (2)
$
646,771
30.8
%
Aaa
677,484
32.3
Aa
462,664
22.0
A
287,129
13.7
Baa
6,604
0.3
Ba
15,475
0.7
B
3,981
0.2
Total
$
2,100,108
100.0
%
(1)
Ratings assigned by Moodys Investors Services, Inc.
(2)
Includes GNMA pass-through obligations and collateralized mortgage obligations.
Harleysville Group invests in both taxable and tax-exempt fixed income securities as part of its strategy to maximize after-tax income. Such strategy considers, among other factors, the impact of the alternative minimum tax. Tax-exempt bonds made up approximately 27%, 36% and 46% of the total investment portfolio at December 31, 2006, 2005 and 2004, respectively.
The following table shows the composition of Harleysville Groups investment portfolio at carrying value, excluding short-term investments, by type of security as of December 31, 2006:
December 31, 2006
Amount
Percent
(dollars in thousands)
Fixed maturities:
U.S. Treasury obligations
$
85,601
3.9
%
U.S. agency obligations
185,837
8.5
Mortgage-backed securities
374,507
17.2
Obligations of states and political subdivisions
718,287
34.1
Corporate securities
741,099
33.0
Total fixed maturities
2,105,331
96.7
Equity securities
71,446
3.3
Total
$
2,176,777
100.0
%
Investment results of Harleysville Groups fixed maturity investment portfolio are as shown in the following table:
Year Ended December 31,
2006
2005
2004
(dollars in thousands)
Invested assets(1)
$
1,954,158
$
1,733,086
$
1,640,367
Investment income(2)
$
95,101
$
86,463
$
84,367
Average yield
4.9
%
5.0
%
5.1
%
(1)
Average of the aggregate invested amounts at amortized cost at the beginning and end of the period.
(2)
Investment income does not include investment expenses, realized investment gains or losses or provision for income taxes.
The following table indicates the composition of Harleysville Groups fixed maturity investment portfolio at carrying value, excluding short-term investments, by time to maturity as of December 31, 2006:
December 31, 2006
Amount
Percent
(dollars in thousands)
Due in(1)
1 year or less
$
221,712
10.5
%
Over 1 year through 5 years
833,499
39.6
Over 5 years through 10 years
608,605
28.9
Over 10 years
67,008
3.2
1,730,824
82.2
Mortgage-backed securities
374,507
17.8
Total
$
2,105,331
100.0
%
(1)
Based on stated maturity dates with no prepayment assumptions. Actual maturities may differ because borrowers may have the right to call or prepay obligations with or without call or prepayment penalties.
The average expected life of Harleysville Groups investment portfolio as of December 31, 2006 was approximately 5.0 years.
Regulation
Insurance companies are subject to supervision and regulation in the states in which they transact business. Such supervision and regulation relate to numerous aspects of an insurance companys business and financial condition. The purpose of such supervision and regulation is the protection of policyholders. The extent of such supervision and regulation varies, but generally derives from state statutes which delegate regulatory, supervisory and administrative authority to state insurance departments. Accordingly, the authority of the state insurance departments typically includes the establishment of standards of solvency which must be met and maintained by insurers, the licensing to do business of insurers and agents, the nature of and limitations on investments, the approval process for premium rates for property and casualty insurance, the provisions which insurers must make for current losses and future liabilities, the deposit of securities for the benefit of policyholders and the approval of policy forms. Such insurance departments also conduct periodic examinations of the affairs of insurance companies and require the filing of annual and other reports relating to the financial condition of insurance companies.
All of the states in which Harleysville Group and the Mutual Company do business have guaranty fund laws under which insurers doing business in such states can be assessed up to 2% of annual premiums written by the insurer in that state in order to fund policyholder liabilities of insolvent insurance companies. Under these laws in general, an insurer is subject to assessment, depending upon its market share of a given line of business, to assist in the payment of policyholder and third party claims against insolvent insurers.
State laws also require Harleysville Group to participate in involuntary insurance programs for automobile insurance, as well as other property and casualty lines, in states in which Harleysville Group writes such lines. These programs include joint underwriting associations, assigned risk plans, fair access to insurance requirements (FAIR) plans, reinsurance facilities and wind storm plans. These state laws generally require all companies that write lines covered by these programs to provide coverage (either directly or through reinsurance) for insureds who cannot obtain insurance in the voluntary market. The legislation creating these programs usually allocates a pro rata portion of risks attributable to such insureds to each company on the basis of direct written premiums or the number of automobiles insured. Generally, state law requires participation in such programs as a condition to doing business. The loss ratio on insurance written under involuntary programs generally has been greater than the loss ratio on insurance in the voluntary market.
State insurance holding company acts regulate insurance holding company systems. Each insurance company in the holding company system is required to register with the insurance supervisory agency of its state of domicile and furnish certain information concerning transactions between companies within the holding company system that may materially affect the operations, management or financial condition of the insurer within the system, including the payment of dividends from the insurance subsidiaries to the Company.
Insurance holding company acts require that all transactions involving any insurer within the holding company system, including those involving the Mutual Company and the Companys insurance subsidiaries, must be fair and equitable to that insurer. Further, approval of the applicable insurance commissioner is required prior to the consummation of a transaction affecting the control of an insurer.
The Terrorism Risk Insurance Act of 2002 (the Act) established a program that provides a backstop for insurance-related losses resulting from any act of terrorism as defined. The Act, originally set to expire in 2005, was extended through December 31, 2007 in December 2005 (the Extended Act). Under the program, the federal government will pay 90% (85% in 2007) of covered losses after an insurers losses exceed a deductible determined by a statutorily prescribed formula, up to a combined annual aggregate limit for the federal government and all insurers of $100 billion. If an act of terrorism or acts of terrorism result in covered losses exceeding the $100 billion annual limit, insurers with losses exceeding their deductibles will not be responsible for additional losses. The triggering threshold for certifying an act of terrorism was $50 million in 2006 and is $100 million in 2007 under the Extended Act.
The statutory formula for determining a companys deductible for each year is based on the companys direct commercial earned premiums for the prior calendar year multiplied by a specified percentage. These percentages were raised from 10% for 2004 and 15% for 2005 to 17.5% for 2006 and 20% for 2007. The Extended Act excludes the following lines of business from coverage under the Act and are not to be included in the deductible calculation: commercial auto, burglary and theft, surety, professional liability and farmowners multiperil insurance.
The Act requires all property and casualty insurers to make terrorism insurance coverage available in all of their covered commercial property and casualty insurance policies (as defined in the Act).
In the event the Act is not renewed beyond 2007, or is renewed in a materially different form, the Company may have to attempt to obtain appropriate reinsurance for the related terrorism risk, seek exclusion from coverage related to terrorism exposure from the appropriate regulatory authorities, limit certain of its writings, or pursue a solution encompassing aspects of one or more of the foregoing.
The insurance industry has received adverse publicity about alleged anti-competitive activities by certain insurance brokers and insurers. Harleysville Group primarily distributes its products through its agents and writes less than 1% of its premiums through brokers. There are no contingent commission arrangements with such brokers.
The property and casualty insurance industry has been subject to significant public scrutiny and comment primarily due to concerns regarding solvency issues, rising insurance costs, and the industrys methods of operations. Accordingly, regulations and legislation may be adopted or enacted: to provide a greater role for the federal government in regulation of insurance companies; to strengthen state oversight, particularly in the field of solvency and investments; to further restrict an insurers flexibility in underwriting and pricing risks; and to impose new taxes and assessments. It is not possible to predict whether, in what form or in what jurisdictions, any of these measures might be adopted or the effect, if any, on Harleysville Group.
The Companys insurance subsidiaries generally are restricted by the insurance laws of their respective states of domicile as to the amount of dividends they may pay to the Company without the prior approval of the respective state regulatory authorities. Generally, the maximum dividend that may be paid by an insurance subsidiary during any year without prior regulatory approval is limited to a stated percentage of that subsidiarys statutory surplus as of a certain date, or adjusted net income of the subsidiary, for the preceding year. Applying the current regulatory restrictions as of December 31, 2006, $117.5 million would be available for distribution to Harleysville Group Inc. during 2007 without prior approval. The Companys insurance subsidiaries paid dividends to the Company of $15.0 million in 2005, and $26.6 million in 2004. No dividends were paid in 2006.
Various states have adopted the National Association of Insurance Commissioners (NAIC) risk-based capital (RBC) standards that require insurance companies to calculate and report statutory capital and surplus needs based on a formula measuring underwriting, investment and other business risks inherent in an individual companys operations. These RBC standards have not affected the operations of Harleysville Group since each of the Companys insurance subsidiaries has statutory capital and surplus in excess of RBC requirements.
Harleysville Group is required to file financial statements for its subsidiaries, prepared by using statutory accounting practices, with state regulatory authorities. The adjustments necessary to reconcile net income and shareholders equity determined by using SAP to net income and shareholders equity determined in accordance with GAAP are as follows:
Net Income
Year Ended December 31,
Shareholders Equity
December 31,
2006
2005
2004
2006
2005
(in thousands)
SAP amounts
$
131,263
$
62,330
$
45,776
$
686,149
$
566,802
Adjustments:
Deferred policy acquisition costs
(1,856
)
3,418
1,722
102,317
104,173
Deferred income taxes
(13,120
)
(513
)
10,361
33,709
Unrealized investment gains
5,262
13,215
Pension
(1,701
)
1,611
(18,251
)
(25,892
)
Other, net
(5,006
)
(1,276
)
(1,722
)
14,473
14,503
Holding company(1)
(330
)
(827
)
(834
)
(88,149
)
(92,127
)
GAAP amounts
$
111,069
$
61,431
$
46,878
$
712,162
$
614,383
(1)
Represents the GAAP loss and equity amounts for Harleysville Group Inc., excluding the earnings of and investment in subsidiaries.
Relationship with the Mutual Company
Harleysville Groups operations are interrelated with the operations of the Mutual Company due to the pooling arrangement and other factors. The Mutual Company owned approximately 54% of the issued and outstanding common stock of Harleysville Group Inc. at December 31, 2006. Harleysville Group employees provide a variety of services to the Mutual Company and its wholly owned subsidiaries. The cost of facilities and employees required to conduct the business of both companies is charged on a cost-allocated basis. Harleysville Group also manages the operations of the Mutual Company and its wholly owned subsidiaries pursuant to a management agreement which commenced January 1, 1993 under which Harleysville Group receives a management fee. Harleysville Group received $6.4 million, $6.7 million, and $6.8 million for the years ended December 31, 2006, 2005 and 2004, respectively, for all such management services.
All of the Companys officers are officers of the Mutual Company, and six of the Companys eight directors are directors of the Mutual Company. A coordinating committee exists to review and evaluate the pooling agreement and other material transactions between Harleysville Group and the Mutual Company and is responsible for matters involving actual or potential conflicts of interest between the two companies. The coordinating committee currently consists of six non-employee directors, two from Harleysville Group Inc. and three from the Mutual Company all of whom are not members of both Boards and one, a non-voting Chairman, who is a member of both Boards. The decisions of the coordinating committee are binding on the two companies. No intercompany transaction can be authorized by the coordinating committee unless both of the Companys committee members conclude that such transaction is fair and equitable to Harleysville Group.
The Mutual Company leases the home office from a company subsidiary and it shares most of the facility with Harleysville Group. Rental income under the lease was $4.1 million for 2006, $4.0 million for 2005 and $3.7 million for 2004. Harleysville Group believes that the lease terms are no less favorable to it than if the property were leased to a non-affiliate.
In connection with the acquisition of Mid-America and HIC New York, the Company borrowed approximately $18.5 million from the Mutual Company. See Note 7 of the Notes to Consolidated Financial Statements. For additional information with respect to transactions with the Mutual Company, see Note 2 of the Notes to Consolidated Financial Statements.
Employees
All employees are paid by Harleysville Group Inc. and, accordingly, are considered to be employees of Harleysville Group Inc. As of December 31, 2006, there were 1,898 employees. They provide a variety of services to the Mutual Company and its wholly owned subsidiaries. See Business-Relationship with the Mutual Company and Note 2 of the Notes to Consolidated Financial Statements.
Available Information
The Company maintains a website at www.harleysvillegroup.com . Our annual report on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, and amendments to those reports, filed or furnished pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, are available free of charge on our website as soon as practicable after electronic filing of such material with, or furnishing it to, the Securities and Exchange Commission.
Item 1A.
R isk Factors.
For a discussion of risk factors, see Managements Discussion and Analysis - Risk Factors.
Item 1B.
Unresolve d Staff Comments.
None.
Harleysville Group, Inc (HGIC) - Description of business
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