since 1995. We are registered as a broker/dealer with the National Association of Securities Dealers ("NASD") and 47 states, Puerto Rico, Washington D.C. and also as a municipal securities dealer with the Municipal Securities Regulation Board ("MSRB"). We are subject to net capital and other regulations of the U.S. Securities and Exchange Commission ("SEC"). We offer full service commission and fee based money management services to individual and institutional investors. We maintain a custody- clearing relationship with Southwest Securities in Dallas, TX, one of the largest publicly held custodians of brokerage firm securities in the United...
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