PART II
RULE 12B-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate.)
(a) The reasons described in reasonable detail in Part III of this
form could not be eliminated without unreasonable effort or expense;
(b) The subject annual report, semi-annual report, transition report
on Form 10-K, Form 20-F,11-K, Form N-SAR, or Form N-CSR, or portion
|_| thereof, will be filed on or before the fifteenth calendar day
following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q or subject distribution report on
Form 10-D, or portion thereof, will be filed on or before the fifth
calendar day following the prescribed due date; and
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
PART III
NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,
10-D, N-SAR, N-CSR, or the transition report portion thereof could not be filed
within the prescribed time period. (Attach extra sheets if needed.)
On2 Technologies, Inc. (the "Company") has delayed the filing of its Form 10-Q
for the quarter ended March 31, 2008, pending completion of the audit of the
Company's financial statements for the fiscal year ended December 31, 2007, and
review of prior quarterly results. As previously reported, the Company delayed
the filing of its Annual Report on Form 10-K for the fiscal year ended December
31, 2007, due to the ongoing review by its audit committee of transactions
arising from certain contracts with customers and questions arising with respect
to the recognition of revenue that the Company had previously recognized in 2007
regarding those transactions. The transactions being reviewed extend beyond the
initial transactions relating to certain European receivables that the Audit
Committee had previously been reviewing. As a result of the ongoing Audit
Committee review, the audit of the 2007 financial statements has not yet been
completed. The Audit Committee's review may result in the restatement of the
Company's previously-reported financial results in one or more quarters during
2007 and the disclosure of a material weakness in internal control of financial
reporting relating to revenue recognition.
The review of the financial information for the quarter ended March 31, 2008
will not occur until completion of the 2007 audit. Accordingly, Company's
management has determined that it is unable to prepare and file the quarterly
report for the period ended March 31, 2008 in a timely manner without
unreasonable effort or expense. The Company does not expect to file its Form
10-Q for the period ended March 31, 2008 within the extension period.
PART IV
OTHER INFORMATION
(1) Name and telephone number of person to contact in regard to this
notification.
Matthew Frost
518-348-0099
(2) Have all other periodic reports required under Section 13 or 15(d) or
the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act
of 1940 during the preceding 12 months (or for such shorter period) that the
registrant was required to file such report(s) been filed? If the answer is no,
identify report(s).
|_| Yes |X| No
The Company has not yet filed its Annual Report on Form 10-K for the year ended
December 31, 2007.
(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion thereof?
|X| Yes |_| No
If so, attach an explanation of the anticipate change, both narratively and
quantitatively, and, if appropriate, state the reasons why a reasonable estimate
of the results cannot be made.
The Company anticipates that it will report increased revenues and increased
operating loss and net loss in its fiscal quarter ended March 31, 2008, as
compared to its previously-reported results from the fiscal quarter ended March
31, 2007. The increase in revenue is due in part to the acquisition of Hantro
Products Oy during the fourth quarter of 2007 and the possible recognition of
revenue in 2008 that was previously recognized in 2007 as a result of the
aforementioned review of the Audit Committee. The Company is nevertheless in the
process of finalizing its results for the fiscal quarter ended March 31, 2008
and therefore cannot provide a reasonable estimate of the results at this time.
Revenue reported in prior periods may not be recognized or, if recognized, may
be recognized in different periods than previously reported.
DISCLOSURE REGARDING FORWARD-LOOKING STATEMENTS
Some of the statements contained herein constitute "forward-looking statements"
within the meaning of the U.S. Private Securities Litigation Reform Act of 1995.
These statements are not historical facts but rather are based on the Company's
current expectations, estimates and projections regarding the Company's
business, operations and other factors relating thereto. Words such as "may,"
"will," "could," "would," "should," "anticipate," "predict," "potential,"
"continue," "expects," "intends," "plans," "projects," "believes," "estimates"
and similar expressions are used to identify these forward-looking statements.
The forward-looking statements contained in this Form 12b-25 include, without
limitation, statements about the timing of the filing of certain of the
Company's outstanding periodic reports with the SEC and the Company's results of
operations and financial condition. These statements are only predictions and as
such are not guarantees and involve risks, uncertainties and assumptions that
are difficult to predict. The Company can not predict whether or not the
Company's common stock will be delisted from the American Stock Exchange or the
effect of such a delisting, and whether any of the Company's financial
statements will have to be restated or the timing of such restatements if
required. Actual outcomes and results may differ materially from what is
expressed or forecast in these forward-looking statements. As a result, these
statements speak only as of the date they were made, and the Company undertakes
no obligation to publicly update or revise any forward-looking statements,
whether as a result of new information, future events or otherwise. The
Company's actual results may differ from the forward-looking statements for many
reasons, including the results of the Company's internal investigation into its
revenue recognition practices, whether or not financial statements are required
to be restated, risks associated with the delisting of the Company's shares of
common stock from the American Stock Exchange, risks associated with
effectiveness of the Company's internal controls over financial reporting and
the risks, uncertainties and assumptions set forth in the Company's Annual
Report on Form 10-K for the year ended December 31, 2006 under the caption
entitled "Risk Factors" and discussions of potential risks, uncertainties and
assumptions in the Company's subsequent filings with the SEC. .
On2 Technologies, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date: May 13, 2008 By: /s/ Matthew Frost
------------------------
Matthew Frost
Executive Vice President